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Compliance 2026, 1/5, 4/5, 4/5, 0/5, 4/5, 3/5, 1/5, 4/5 - Coggle Diagram
Compliance 2026
Onboarding
Screening
Refinitiv
String search
CRA
Document collection
Document organisation
Data capture
Document verification
Approval by Snr
Suitability assessment
Client classification
ACTIONS
Conduct onboarding audit internally
SumSub training
Process audit
Bank & LP
Onboarding
Relationship management
Permitted industries and countries
Org structure updates
Transaction Monitoring
Chainalysis
Incoming KYT
Merkel Science
Outgoing Wallet screening
Back up KYT
Power BI Dash
Fiat
Crypto
RFI's
Find and locate docs
ACTIONS
Daily RFI meeting
Implement feedback loop
Request updated docs if out of date
Governance
Reg & Stat Reporting
Monthly Reg Reporting
SAR
Training
Testing
Risk testing
Compliance monitoring
Internal Audit
Continuous monitoring
KYC refresh
Quarterly
Financial crimes screening
Daily
Travel rule
Cryptoswift
Sumsub
Outsourced supplier assessment
Initial
Ongoing
1/5
4/5
4/5
0/5
4/5
3/5
1/5
4/5