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Use of Force, Use of Force and Law of Self-Defence, international law is a…
Use of Force
The term "force"
How does one interpret the term force:
- The preamble to the Charter refers to prohibition to the use of 'armed force'
- This is not conclusive proof as to the permissibility of other forms of coercion
- Art 51 - dealing with the right to self-defence, specifically refers to armed forces
- '...against the territorial integrity or political independence of any state, or in any other manner inconsistent with the purposes of the UN'
- Query - are the above words to be interpreted so as to permit force that would not contrevene the clause?
- There is argument that Art 2(4) prohibits only that use of which is in fact, directed against:
- 'territorial integrity' or
- 'political independence' or
- 'contrary to the purposes of the UN'
Views:
- Permissive view - if the use of force does not result in the loss or permanent occupation of territory, if it does not compromise the 'target' state's ability to take independent decisions and if its not contrary to UN purposes, its not unlawful
- Restrictive view - the effect of Art 2(4) is to prohibit totally a state's right to use force, unless some specific exception is made by the Charter itself
- With this in mind, the right to self-defence under Art 5(1) and action against enemy states (Art 107) are the only exceptions to ban Art 2(4)
Corfu Channel Case:
- The ICJ declared in response to a British claim to be acting in accordance with a right of intervention in minesweeping the channel to secure evidence for judicial proceedings, that:
- The alleged right of intervention [was] the manifestation of a policy of force, such as has, in the past given rise to most serious abuses and such as cannot... find a place in international law
Categories of Force
Retorsion:
- The adoption by one state of an unfriendly and harmful act, which is nevertheless lawful, as a method of retaliation against the injurious legal activities of another state
Severance of diplomatic relations - The Hickenlooper Amendments to the American Foreign Assistance Act:
- Often quoted as an instance of retorsion since they required the US President to suspend foreign aid to any country nationalising American Property without proper compensation
Reprisal:
- Acts which are themselves illegal and have been adopted by one state in retaliation for the commission of an earlier illegal act by another state
Naulilaa Case [1928]:
- Facts: Dispute betwen Portugal and Germany in 928. Concerned a German military raid on the colony of Angola, which are destroyed property, in retaliation for the mistaken killing of 3 Germans lawfully int he Portuguese territory
- Held: The Tribunal in discussing the Portuguese claim for compensation, emphasised that before reprisals could be undertaken, there must be sufficient justification in the form of a previous act contrary to international law
- If that was established, reprisals had to be preceded by an unsatisfied demand for reparation and accompanied by a sense of proportion between the offence and the reprisal
- German claim that it had acted lawfully was rejected on all 3 grounds
- Those rules must be interpreted in light of the prohibition on the use of force by Art 2(4) of the UN Charter
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Historical background
Jus ad Bellum:
- In the early days of international law, use of force by states was governed by the jus war doctrine
- Arose due to Christianisation of Roman Empire
- The rise of EU states saw changes to the doctrine - The requirement that serious attempts at a peaceful resolution of the dispute were necessary before turning to force began to appear
- With the creation of the League of Nations members were obliged to submit disputes likely to lead to a rupture to arbitration/judicial settlement or inquiry by the Council of the League
- In no circumstances were members to resort to war until 3 months later after the arbitral award, judicial decision or report by the Council
- League members agreed not to go to war with members complying with such arbitral award or judicial decision or unanimous report by the Council
- The League did not prohibit war
- In 1928 the Covenant of the League of Nations were supplemented by the General Treaty of the Renunciation of War (The Kellog-Briand Pact)
- Art 1 - the parties 'condemn recourse to war for the solution of international controversies and renounce it as an instrument of national policy in their relationship with one another'
- This doesn't mean that the use of force in all circumstances is illegal. Reservations to the treaty by some states made it apparent that the right to resort to force in self-defence was still a recognised principle in international law
- Whether measures short of war is prohibited - subject to conflicting interpretations
The UN Charter
Art 2(4):
- "All members shall refrain in their international relations from the threat or use of force against the territorial integrity or political independence of any state, or in any other manner inconsistent with the purposes of the UN"
Interpreted/analysed as IL per 1970 Declaration on Principles of International Law:
- Wars of agrression constitute a crime against peace for which there is responsibility under international law
- States must not threaten or use force to violate existing international frontiers or to solve international disputes
- States are under a duty to refrain from acts of reprisal involving the use of force
- States must not use force to deprive peoples of their rights to self-determination and independence
- States must refrain from organising, instigating, assisting or participating in acts of civil strife/terrorist acts in another state and must not encourage the formation of armed bands for incursion into another state's territory
Intervention
Is humanitarian intervention allowed?
- Under this doctrine one state may use force in the territory of another state to protect the human rights of the individuals in the other state
- There's no necessary link between the acting state and the individuals in danger
- Difficult to reconcile this with Art 2(4) of the Charter, certain 'conditions must be postulated for the lawful exercise of this 'right' -
- Must be authorised by a competent international organisation
- Is legitimate only in cases of extreme deprivation of fundamental human rights, like genocide
- Neither the existence of the right itself, not the conditions for its exercise, are supported by clear state practice
UK guidelines on humanitarian intervention:
- Any intervention is an admiission of failure of prevention. We need a strengthen culture of conflict prevention
- We maintain the principle that armed force should only be used as a last resort
- The immediate responsibility of halting violence rests with the state in which it occurs
- When faced with an overwhelming humanitarian catastrophe, which a government has shown its unwilling or unable to prevent or is actively promoting, the international community should intervene
- Any use of force should be proportionate to achieving the humanitarian purpose and carried out in accordance with the IL
- Any use of force should be collective
Self-Defence
Art 51:
- "Nothing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a member of the UN, until Security Council has taken the measures necessary to maintain international peace and security. Measures taken by members in the exercise of this right of self-defence shall be immediately reported to the Security Council and shall not in any way affect the authority and responsibility of the Security Council under the present Charter to take at any time such action as it deems necessary in order to maintain or restore international peace and security"
- If an armed attack occurs and in no other circumstances:
- There is an argument that Art 51 in conjunction with Art 2(4) specifies the scope and limitation of the doctrine meaning the self-defence can only be resorted to if an armed attack occurs and in no other circumstances
Essential elements:
- (1) Armed attack
- (2) Necessity
- (3) Proportionality
- Vital role of Security Council - MUST BE REPORTED IMMEDIATELY TO SC, and MUST STOP ONCE SC COMES IN
- Requirements of armed attack:
- "permissive school" - Art 51 does not restrict to armed attack only - wider application
- "restrictive school" - Art 51 - armed attack only
- Meaning of armed attack - Nicaragua case: (a) direct armed attack (b) indirect arm attack (sending of armed bands/irregulars which carry out the acts of armed forces)
What about:
- economic aggression? anticipation of an attack? response to attack against state interest?
- On the other hand, there's some who maintain that the opening phrase in Article 51 specifiying that 'nothing in the present Charter shall impair the inherent right of self-defence means that there does exist in CIL a right of self-defence over and above the specific provisions of Art 51 which refers only to the situation where an armed attack has occurred
Best approach: Interceptive self-defence
- Self-defence is legitimate both under customary law and under Art 51 where the armed attack is imminent
- Concept of 'necessity' and 'proportionality' important in self-defence law
- Necessity - burden of proof is on the state who wants to use force in self-defence
- Instancy/immediacy - once an armed attack is over, self-defence comes to an end
- Proportionality - defensive action must result from an armed attack
Nicaragua Case [1986]:
- "Art 51 of the Charter is only meaningful on the basis that there is a 'natural' or 'inherent' right of self-defence and its hard to see how this can be other than of a customary nature, even if tis present content has been confirmed and influenced by the Charter... It cannot, therefore be held that Art 51 is a provision which 'subsumes and supervenes' CIL"
- The issue arises on whether a right to anticipatory or pre-emptive self-defence exists.
- The ICC in the Nicaragua Case expressed no view on the issue as on the facts of the case, the problem was not raised
Anticipatory self-defence:
- Most debatable and controversial attempt to widen the exceptional right of self-defence whenever the attack is expected
- Based on 'military necessity", "the best defence is to attack first and break up the enemy forces before they have the time to move"
- You need an armed attack first
Arguments:
- Anticipatory self-defence is allowed by CIL
- Nuclear weapons and modern sophisticated devices make it inadvisable to wait for attack
- Reality:
- Anticipatory self-defence is not an established CIL and not part of the UN Charter
Oil Platforms case [2003]:
- Facts: Naval escorts provided by the US for ships flying their flags during the Iran-Iraq War. A Kuwaiti tanker that had been re-flagged and a warship on escort duty were hit by a missile and damaged by a mine on 2 separate occasions respectively. Claiming self-defence the US attacked Iranian oil platforms.
- Held: The conditions for the exercise of the right of self-defence are well settled: as the Court observed in its Advisory Opinion on Legality of the Threat or Use of Nuclear Weapons, "The submission of the exercise of the right of self-defence to the conditions of necessity and proportionality is a rule of CIL". Court concluded that the actions of the US could not be justified
Terrorism and IL:
- Enforcement constitutes main bar to progress on this field
- in 1973 the General Assembly adopted a Convention on the Prevention and Punishment of Crimes against Internationally Protected Persons Included Diplomatic Agents
- In 1979 the General Assembly also adopted the International Convention against the Taking of Hostages
- But Art 12 - hostage-taking committed in the course of armed conflicts would fall outside the 1979 Hostage Convention
- Various resolutions condemning terrorism were made by the Assembly
- Statutes may also adopt forceful measures in response to terrorist activities, and in certain situations actions against states sponsoring terrorism may be justifiable in the context of self-defence
Self-defence against terrorism - post 9/11:
- In response to Sept 11 attacks, USA began Operation Enduring Freedom to disrupt the use of Afghanistan as a terrorist base
- Operation received tremendous support despite doubts as to whether the right to self-defence could extend to past terrorist attacks
- Widens concept of armed attacks. Art 51 originally includes self-defence against an attack by a State and those invoking the right generally took care to attribute responsibility to a state.
- Now its accepted that a terrorist attack on a State's territory by a non-state actor is an armed attack which justifies a response against the State which harboured those responsible
- The right of self-defence claimed by US and UK is also pre-emptive. US said it was to reduce further attacks on the US and UK claimed it was to avert the continuing threat of attacks from the same source
- The right of self-defence against terrorism may exist only in cases where the right has been asserted by the Security Council
- The US stretched its right to self-defence and identified Iran, Iraq and North Korea as the 'Axis of Evil' and made it clear that it would be prepared to use force against them
Collective self-defence:
- Factually - its envisaged as the use of force in self-defence by 2 or more states
- Idea ambiguous - may be regarded merely as pooling of a number of individual rights of self-defence within the framework of a particular treaty or insitution
- May form basis of comprehensive regional security systems
- Organisations such as NATO and Warsaw Pact have been set up since WW2, specifically based upon the right of collective self-defence under Art 51
- By such agreements an attack on 1 party is treated as an attack upon all
Nicaragua Case:
- The right to collective self-defence was established in CIL but added that the exercise of that right depended upon a prior declaration by the state concerned that it was the victim of an armed attack and a request by the victim state for assistance
- Judge Jennings dissenting opinion on Collective self-defence:
- '... the notion of collective self-defence is open to abuse and its necessary to ensure that its not employable as a mere cover for aggression disguised as protection, and the Court is therefore right to define it somewhat strictly"
- The court also stated that 'for one state to use force against another, on the ground that the state has committed a wrongful act of force against a 3rd state is regarded as lawful, by way of exception, only when the wrongful act provoking the responses was an armed attack
Hot pursuit:
- Can the police or military of a state cross the frontiers into another state without permission, to pursue persons who have committed offences in the former state?
- In terms of use of force, the alleged right of hot pursuit is used to justify armed incursions into the territory of neighbouring states for the purpose of destroying the military bases of guerrillas who have launched, or will launch, attacks against the state
- This action has been justified on the basis of expanded self-defence, its similar to reprisals
- Generally such actins is believed to be 'aggression' or contrary to Art 2(4)
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