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POLICY ANALYSIS - Coggle Diagram
POLICY ANALYSIS
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Session 3: Policy Context, actors and institutions (political context: setting in which the drama of disputing and responding to public problems unfold)
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Political Parties (connect people and their gvt. in ways that affect policy, they operate along the boundary between state and societal actors)
- boundary between state and societal actors
- direct influence on agenda, formulation, decision-making
- indirect influence: while political parties' direct influence on policy may be muted, however, their indirect is not. political parties tend to have only a diffuse, indirect effect on policy-making through their role in determining who actually staffs legislative, executive, judicial institutions
the idea that political parties play a major role in public policy processes stems from their undeniable influence on elections and electoral outcomes in democratic states
- political party study centres
Administrative officials, the bureaucracy (bureaucracy: appointed officials dealing with public policy and administration) Function: assist the executive in the performance of its tasks, as is suggested by the terms civil/public servants
- "Fourth power": mobilise policy resources. In general, the bureaucracy's power and influence are based on its command of a wide range of important policy resources: (for all these resources, bureacrats can thus exert a prominent influence on the shape of the policy context)
- discretional competency by law to initiate policies, formulate, decide, implement
- spending power (gvt.=largest spender in most countries which gives official a powerful voice in many policy areas)
- in-house specialists and expertise
- continuity and permanence
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- policy deliberations occur in secret within the bureaucract often denies other policy actors chance oppose plans
- vertical and horizontal autonomy
- high vs. low profile policies
- interal fragmentation and concentration
Legislature, parliament (legislators are crucial forums where social problems are highlighted and policies to address them are demanded)
- elected politicians (may be divided in two categories: members of the executive (cabinet) and legislators)
- positive and negative legislative powers (limited): political system indifferences, tight party discipline
- scrutiny and oversight, budgetary control (legislators have a say during process of approving gvt. bills and gvtal. budgets to fund policy implementation)
- type of policy problems affects parliamentary involvement: technical expertise, confidentiality, moral issues and values
Political executive, government
POWER RESOURCES
- control over information and fiscal means (favours executive bc legislative approval of budget usually permits wide areas of discretion for the executive)
- privileged access to mass media
- permanent support through the administration, control over policy-making process and agenda
- complexity: difficult to counterbalance resources, growing size of functions
- conflicting: many societal demands
- constitutional role and formal authority to initiate, make, and implement policies
Societal Interest Groups/Pressure groups (organised groups that advocate the economic interests/social values of their members can exert considerable influence on policy)
- advocacy of economic/societal interests or social values
- practical knowledge and exclusive info. (policymaking is an info extensive process: valuable and indispensable for bureaucrats)
- also possess assistance (bureaucrats and politicians also solicit info and help in develop/improve implementing policies)
- political and organisation resources: ideological ties, financial support, legitimacy
+/- capacity, size of groups, resources (differences financially), funding (more funding enables more staff), authority-legacy (countries shaped by historical factors)
'BUSINESS'
- business associations with unmatched capactiy to influence public policy
- neocorporatit vs. pluralist traditions
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'LABOUR'
organisation (centralised, not fragmented: weak and fragmented state will not be able to secure effective participation by unions bc. the latter would see little certainty that the gvt. would be able to keep its side of any bargain)
membership levels (the level of membership affect the extent to which states seek or even accept union participation in the policy process)
centralised and decentralised negotiation structures: decentralised collective bargaining promotes a fragmented articulation of labour demands
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Session 6: Policy Formulation (process of generating options on what to do about a publicly recognised problem)
After problems have been identified and put on the agenda: identifying, specifying and assessing (best) policy options
- rational assumptions
- BUT less rational process than might be expected: diffuse, politicised and highly contextual process
limitations to formulating/rejection of policy solutions:
- substantial types and boundaries of policy problems
- institutional
- tactical (acceptance, ethics)
- capacity for collecting and processing information
- power in actor relations and preferences
characteristics
- not confined to: monopooly on one group or one location/configuration
- policy formulation possible without target group contact
- policy formulation even without support
- policy formulation always as win and lose (never neutral effect)
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Policy Communities
communities
- share visions or beliefs
- prior to interests is their communal policy focus
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POLICY NETWORKS (segments/arenas/sub-systems where actors are involved in formulation (and decision-making)
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iron tringles:
- small number of participants
- stabile interaction promoting soutions
- closed process and control of policy sector
- limited access to outsiders and insiders
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