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ENFORCEMENT OF SECURITIES COMMISSION MALAYSIA - Coggle Diagram
ENFORCEMENT OF SECURITIES COMMISSION MALAYSIA
FUNCTIONS
Investigate breaches of securities laws
Prosecute offenders in court
Impose administrative sanctions
Cooperate with other regulators
ACTIONS
Civil Actions
Injuctions
Restitution orders
Disgorgement orders
Criminal Actions
Fines
Imprisonment
Administrative Actions
Revocation or suspension of licenses
Prohibition orders
Compounding of offences
POWER
Conduct search and seizure
Compel production of documents and information
Freeze assets and accounts
Issue public reprimands
OUTCOMES
Deterrence of misconduct
Protection of investors
Promotion of market integrity
Enhancement of public confident
OBJECTIVES
Protect investors
Maintain fair and orderly Markets
Promote market integrity and confidence