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Enforcement by Securities Commission of Malaysia - Coggle Diagram
Enforcement by Securities Commission of Malaysia
Regulatory Authority
Securities Commission of Malaysia (SC)
Objectives
Ensure market integrity
Protect investors
Protect investors
Enforcement Actions
Market Surveillance
Monitoring trading activities
Detecting market manipulation
Investigations
Conducting inquiries into potential violations
Collecting evidence
Enforcement Tools
Administrative Actions
Issuing warnings
Imposing fines
Criminal Actions
Prosecution for serious violations
Civil Actions
Collaboration
Local Authorities
Malaysian police, Attorney General's Chambers
International Cooperation
Collaborating with other regulators
Legal Framework
Securities Industry Act 1983
Capital Markets and Services Act 2007
Public Reporting
Annual reports on enforcement actions
Investor alerts and warnings