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Securities & Agencies Operations - Coggle Diagram
Securities & Agencies Operations
Gambaran Umum
Pasar Modal
Penawaran Umum Efek
Kegiatan penawaran efek yang dilakukan oleh emiten ke masyarakat
Perdagangan Efek
Definisi
Pasar yang diperuntukkan bagi efek yang pertama kali ditawarkan kepada publik yang dilaksanakan di luar bursa.
Jenis
Pasar Perdana (IPO)
Pasar pertama kali untuk publik
Pasar Sekunder
Pasar yang diperuntukkan bagi efek yang telah melalui pasar perdana
Lembaga Pasar Modal
KSEI
KPEI
Penasihat Investasi
Perusahaan Publik
Perusahaan Efek
Bursa Efek
Reksadana (karena punya NPWP)
OJK
Lembaga - lembaga terkait
DPR & BPK
OJK
Lembaga Pasar Modal
Lembaga Penunjang
Kustodian
Wali amanat (PEFINDO)
Profesi Penunjang
Profesi yang berkaitan dengan efek
Bank Kustodian
Bank Umum yang dapat izin sebagai kustodian
Mengurus administrasi, mengamankan, dan mengawasiaset keuanagn orang/perusahaan
Penitipan Kolektif
Struktur Organisasi
Div Head WBO
Dept head Securities & Agency Operations
Unit Head Account Maintenance, CCS, Tax Reporting
Unit Head Fund Adm. Transfer Agent & Trust Agency Ops
Unit Head Corporate Actions & Settlement
Special Project
Jenis Layanan & Ruang Lingkup Operations
Account Maintenance, CCS, Tax & Reporting
Custody Client Services
Layanan permintaan
Complain Handling
Memberikan layanan (inquiry)
Kunjungan/Menghadiri rapat
Tax, Reporting & Supporitng
Tax & Reporting
Vault Management
Monitoring Fund Admin
Reconcile
Administration
Account Maintenance
Pembukaan dan penutupan rekening (efek & kas)
Penerimaan Instruksi & Verifikasi
Pembuatan SID Nasabah
Fund Adm, Transfer Agent & Trust Agency Ops
Unit Registry
Mutual Fund
Discretionary Fund
Transaction Process
Fix Income
Equity
Corporate Client
Retail
Securities Maintenance
Fund Administration
Mutual Fund Accounting
Discretionary Fund Accounting
Trust & Agency
Trustee
Agency
Corporate Action & Settlement
Securities Settlement
Equity
Fix Income
Money Market
Corporate Actions
Corporate actions
Proxy
Cash Processing
LLG, RTGS, TT, PB, Autopayment
Proses Deposito
Special Project
Monitoring kebijakan regulator
Review dan memastikan DOI sesuai dengan operasional
Kaji dan analisa seluruh proses operasional
Transaksi dan Instrumen
Trust & Agency
Obligasi (Corporate Bonds)
Medium Term Notes (MTN)
Facility Agent
Security Agent
Escrow Agent
Fund Administration & Transfer Agent
Mutual Fund
Discretionary Fund
General Custody
Saham
Obligasi
MTN
SBI
Deposito
Dokumen Jaminan
SAO System
SAO Application
Trust & Agency (Excel)
Hi - Port Settlement
SITUS (IT)
Hi Port F.A
Core System
JHA
SAP
External System
Settlement
KSEI
BI-SSSS
Orchid
E-SPT
CTP
IBPA
External System
C-Best System
ORCHID
BI - SSSS
SI-BISSSS
S-Invest
CTP System
E-SPT System (Tax Reporting System)
IBPA
Corporate Action & Settlement
Settlement
(1) C-Best System
(2) Verification
(3) Pre matching
(4) Upload
(5) Depository
Corporate Actions
Cash Processing
(1) Customer
(2) Verification
(3) Cash Processing
(4) Over booking
(4)RTGS/LLG
(4) TT
(4) TT
Transfer Agent & Trust Agent
Fund Administration
Alur Kerja Reksa Dana
(1) Manajer Investasi & Bank Kustodian
(2) SLA
Produk Reksadana
Transfer Agent & Trx Process
Trust & Agency OPS
Trust
Trustee (Wali Amanat)
UU Pasar Modal No. 8 Thn 1995 (Wali Amanat)
Mewakili pemegang efek yang bersifat hutang
Penerbitan obligasi di dalam atau di luar pengadilan
Monitor kinerja emiten sesuai perjanjian perwaliamanatan
Memimpin RUPS/RUPO
Agency
Security Agent
Agen Pemantau
Agen Fasilitas
Agen Rekening Penampungan
Agen Pembayar
Account Maintenance,CCS, Tax & Reporting
Tax Reporting
(1) Unit
Settlement
(2) Tax & Reporting
(3) Business Internal, BI, OJK, Investment Manajer (FA)
Corp Action
Fund Admin
Trust Agency
Monitoring Process