Securities & Agencies Operations

Gambaran Umum

Struktur Organisasi

Pasar Modal

Penawaran Umum Efek

Perdagangan Efek

Lembaga Pasar Modal

Lembaga - lembaga terkait

Profesi yang berkaitan dengan efek

Kegiatan penawaran efek yang dilakukan oleh emiten ke masyarakat

Definisi

Pasar yang diperuntukkan bagi efek yang pertama kali ditawarkan kepada publik yang dilaksanakan di luar bursa.

Jenis

Pasar Perdana (IPO)

Pasar Sekunder

Pasar pertama kali untuk publik

Pasar yang diperuntukkan bagi efek yang telah melalui pasar perdana

KSEI

KPEI

Penasihat Investasi

Perusahaan Publik

Perusahaan Efek

Bursa Efek

Reksadana (karena punya NPWP)

OJK

DPR & BPK

OJK

Lembaga Pasar Modal

Lembaga Penunjang

Profesi Penunjang

Kustodian

Wali amanat (PEFINDO)

Bank Kustodian

Bank Umum yang dapat izin sebagai kustodian

Mengurus administrasi, mengamankan, dan mengawasiaset keuanagn orang/perusahaan

Penitipan Kolektif

Div Head WBO

Dept head Securities & Agency Operations

Unit Head Account Maintenance, CCS, Tax Reporting

Unit Head Fund Adm. Transfer Agent & Trust Agency Ops

Unit Head Corporate Actions & Settlement

Special Project

Jenis Layanan & Ruang Lingkup Operations

Account Maintenance, CCS, Tax & Reporting

Custody Client Services

Tax, Reporting & Supporitng

Account Maintenance

Pembukaan dan penutupan rekening (efek & kas)

Penerimaan Instruksi & Verifikasi

Pembuatan SID Nasabah

Layanan permintaan

Complain Handling

Memberikan layanan (inquiry)

Kunjungan/Menghadiri rapat

Tax & Reporting

Vault Management

Monitoring Fund Admin

Reconcile

Administration

Fund Adm, Transfer Agent & Trust Agency Ops

Unit Registry

Transaction Process

Fund Administration

Trust & Agency

Mutual Fund Accounting

Discretionary Fund Accounting

Mutual Fund

Discretionary Fund

Fix Income

Equity

Corporate Client

Retail

Securities Maintenance

Trustee

Agency

Corporate Action & Settlement

Securities Settlement

Equity

Fix Income

Money Market

Corporate Actions

Corporate actions

Proxy

Cash Processing

LLG, RTGS, TT, PB, Autopayment

Proses Deposito

Special Project

Monitoring kebijakan regulator

Review dan memastikan DOI sesuai dengan operasional

Kaji dan analisa seluruh proses operasional

Transaksi dan Instrumen

Trust & Agency

Fund Administration & Transfer Agent

General Custody

Saham

Obligasi

MTN

SBI

Deposito

Dokumen Jaminan

Obligasi (Corporate Bonds)

Medium Term Notes (MTN)

Facility Agent

Security Agent

Escrow Agent

Mutual Fund

Discretionary Fund

SAO System

SAO Application

Core System

External System

Settlement

KSEI

BI-SSSS

Orchid

E-SPT

CTP

IBPA

Trust & Agency (Excel)

Hi - Port Settlement

SITUS (IT)

Hi Port F.A

JHA

SAP

External System

C-Best System

ORCHID

BI - SSSS

SI-BISSSS

S-Invest

CTP System

E-SPT System (Tax Reporting System)

IBPA

Corporate Action & Settlement

Settlement

Corporate Actions

Cash Processing

(1) Customer

(2) Verification

(3) Cash Processing

(4) Over booking

(4)RTGS/LLG

(4) TT

(4) TT

(1) C-Best System

(2) Verification

(3) Pre matching

(4) Upload

(5) Depository

Transfer Agent & Trust Agent

Fund Administration

Transfer Agent & Trx Process

Alur Kerja Reksa Dana

(1) Manajer Investasi & Bank Kustodian

(2) SLA

Produk Reksadana

Trust & Agency OPS

Trust

Agency

Security Agent

Agen Pemantau

Agen Fasilitas

Agen Rekening Penampungan

Agen Pembayar

Trustee (Wali Amanat)

UU Pasar Modal No. 8 Thn 1995 (Wali Amanat)

Mewakili pemegang efek yang bersifat hutang

Penerbitan obligasi di dalam atau di luar pengadilan

Monitor kinerja emiten sesuai perjanjian perwaliamanatan

Memimpin RUPS/RUPO

Account Maintenance,CCS, Tax & Reporting

Tax Reporting

(1) Unit

Settlement

Corp Action

Fund Admin

Trust Agency

Monitoring Process

(2) Tax & Reporting

(3) Business Internal, BI, OJK, Investment Manajer (FA)