Securities & Agencies Operations
Gambaran Umum
Struktur Organisasi
Pasar Modal
Penawaran Umum Efek
Perdagangan Efek
Lembaga Pasar Modal
Lembaga - lembaga terkait
Profesi yang berkaitan dengan efek
Kegiatan penawaran efek yang dilakukan oleh emiten ke masyarakat
Definisi
Pasar yang diperuntukkan bagi efek yang pertama kali ditawarkan kepada publik yang dilaksanakan di luar bursa.
Jenis
Pasar Perdana (IPO)
Pasar Sekunder
Pasar pertama kali untuk publik
Pasar yang diperuntukkan bagi efek yang telah melalui pasar perdana
KSEI
KPEI
Penasihat Investasi
Perusahaan Publik
Perusahaan Efek
Bursa Efek
Reksadana (karena punya NPWP)
OJK
DPR & BPK
OJK
Lembaga Pasar Modal
Lembaga Penunjang
Profesi Penunjang
Kustodian
Wali amanat (PEFINDO)
Bank Kustodian
Bank Umum yang dapat izin sebagai kustodian
Mengurus administrasi, mengamankan, dan mengawasiaset keuanagn orang/perusahaan
Penitipan Kolektif
Div Head WBO
Dept head Securities & Agency Operations
Unit Head Account Maintenance, CCS, Tax Reporting
Unit Head Fund Adm. Transfer Agent & Trust Agency Ops
Unit Head Corporate Actions & Settlement
Special Project
Jenis Layanan & Ruang Lingkup Operations
Account Maintenance, CCS, Tax & Reporting
Custody Client Services
Tax, Reporting & Supporitng
Account Maintenance
Pembukaan dan penutupan rekening (efek & kas)
Penerimaan Instruksi & Verifikasi
Pembuatan SID Nasabah
Layanan permintaan
Complain Handling
Memberikan layanan (inquiry)
Kunjungan/Menghadiri rapat
Tax & Reporting
Vault Management
Monitoring Fund Admin
Reconcile
Administration
Fund Adm, Transfer Agent & Trust Agency Ops
Unit Registry
Transaction Process
Fund Administration
Trust & Agency
Mutual Fund Accounting
Discretionary Fund Accounting
Mutual Fund
Discretionary Fund
Fix Income
Equity
Corporate Client
Retail
Securities Maintenance
Trustee
Agency
Corporate Action & Settlement
Securities Settlement
Equity
Fix Income
Money Market
Corporate Actions
Corporate actions
Proxy
Cash Processing
LLG, RTGS, TT, PB, Autopayment
Proses Deposito
Special Project
Monitoring kebijakan regulator
Review dan memastikan DOI sesuai dengan operasional
Kaji dan analisa seluruh proses operasional
Transaksi dan Instrumen
Trust & Agency
Fund Administration & Transfer Agent
General Custody
Saham
Obligasi
MTN
SBI
Deposito
Dokumen Jaminan
Obligasi (Corporate Bonds)
Medium Term Notes (MTN)
Facility Agent
Security Agent
Escrow Agent
Mutual Fund
Discretionary Fund
SAO System
SAO Application
Core System
External System
Settlement
KSEI
BI-SSSS
Orchid
E-SPT
CTP
IBPA
Trust & Agency (Excel)
Hi - Port Settlement
SITUS (IT)
Hi Port F.A
JHA
SAP
External System
C-Best System
ORCHID
BI - SSSS
SI-BISSSS
S-Invest
CTP System
E-SPT System (Tax Reporting System)
IBPA
Corporate Action & Settlement
Settlement
Corporate Actions
Cash Processing
(1) Customer
(2) Verification
(3) Cash Processing
(4) Over booking
(4)RTGS/LLG
(4) TT
(4) TT
(1) C-Best System
(2) Verification
(3) Pre matching
(4) Upload
(5) Depository
Transfer Agent & Trust Agent
Fund Administration
Transfer Agent & Trx Process
Alur Kerja Reksa Dana
(1) Manajer Investasi & Bank Kustodian
(2) SLA
Produk Reksadana
Trust & Agency OPS
Trust
Agency
Security Agent
Agen Pemantau
Agen Fasilitas
Agen Rekening Penampungan
Agen Pembayar
Trustee (Wali Amanat)
UU Pasar Modal No. 8 Thn 1995 (Wali Amanat)
Mewakili pemegang efek yang bersifat hutang
Penerbitan obligasi di dalam atau di luar pengadilan
Monitor kinerja emiten sesuai perjanjian perwaliamanatan
Memimpin RUPS/RUPO
Account Maintenance,CCS, Tax & Reporting
Tax Reporting
(1) Unit
Settlement
Corp Action
Fund Admin
Trust Agency
Monitoring Process
(2) Tax & Reporting
(3) Business Internal, BI, OJK, Investment Manajer (FA)