Finance

Role of Financial Management

Definition

Strategic Role of Financial Management

Deals with:

Analysis

Interpretation

Evaluation of Financial Records

Ensures:

Operation

Growth

Achieving Goals and Objectives

Goals include:

Increase dividends to shareholders

Maintain an environmentally friendly business

Become a market leader within five years

Objectives of Financial Management

Profitability

The ability for a business to maximise its profits

⬆ COGS

Growth

The ability for a business to increase its size in the long term

Efficiency

The ability for a business to use its resources effectively in ensuring financial stability and profitability

costs


profits with ⬇ level of assets

Liquidity

The extent to which a business can meet its financial commitments in short term

Liquid

Cash or current assets that will soon be cash

Solvency

The extent which the business can meet its financial commitments in the long term

Gearing

Tells you how much debt (or leverage) its operations are compared to the use of equity finance

Short-term and Long-term goals

Short

Includes:

Operational Plans

Tactical Plans

One to two years

Day to day

Reviewed regularly

Long

Strategic Plans

5 years

Examples

⬆ Profits and Market

Reviewed Annually

Interdependence with Other Key Business Functions

Marketing, Operations and HR rely on Financial Management to allocate their adequate funds

Examples

Operations

To purchase Inputs

Pay for Transformation Processes

Marketing

Funds to Undertake Promotion

Human Resources

Funds to Pay Staff

Assesses Effectiveness of Work Force

Influences of Financial Management

Sources

Internal Sources of Finance

Definition

Financial management is the planning and monitoring of a business resource to enable the business to achieve its financial objectives

Owner's Equity

Funds provided by the owners of the business (finance) or from the outcomes of business activities

Retained Profits

Profit from business that is left over after taxation and dividend payments have been made.

Sales of Assets

External Sources of Finance

Debt

Short-term Borrowing

Overdraft

Allows a business to overdraw their account to an agreed limit for a specified time

Commercial Bills

Type of bill exchange (loan) issued by an institute other than banks

30 - 180 Days

Cheapest

Factoring

The selling of accounts receivable for a discounted price to a finance or factoring company

Long-term Borrowing

Mortgage

Loan secured by the property of the borrower (business)

Debenture

Issued by a company for a fixed rate of interest and for a fixed period of time

The property asset becomes the security for the repayment

Usually secured to a specific asset, interest fixed

Debentures can be sold; no rights to a business

Unsecured Notes

A loan for a set period of time but is not back by any collateral or assets

⬆ Interest rates due to ⬆ Risk

Leasing

Money paid for the use of equipment that is owned by another party

Financial Lease

Leasor purchases on behalf of leasee
Life of asset, 3 - 5 years

Examples

Plant, vehicles, furniture

Penalties for breaking agreements

Cheaper than operational lease

Operational Lease

Assets leased for a short period of time
(Shorter than Life of Asset)

Owner Carries Maintenance

Can be cancelled without penalty

Advantages vs Disadvantages

Advantages

Long term financing without ⬇ control/ownership

Repayments and tax deductions fixed

Payments include maintenance, insurance and finance costs

Disadvantages

Cannot use a leased asset as security for other loans

⬆ interest

Equity

Definition

Money raised by issuing shares

Ordinary Shares

Definition

Sold through Australian Stock Exchange (ASX)

Types

New Issues

A security issued and sold for the first time

Examples

Primary Shares

New Offerings

Rights Issues

The privilege granted to shareholders to buy more shares in the same company at a special price

Placements

Involve directly selling shares to a limited number of investors, rather than through public offering

Additional Shares are offered at a discount

Specific Example

NAB recently offered an allotment of shares to existing shareholders at a discount price

Share Purchase Plan

An offer to existing shareholders in a listed (public) company the opportunity to purchase more shares (up to a maximum of $5000) in that company without brokerage (commission) fees

Can be offered at a discount

Private Equity

Definition

Sale of shares to raise finance for a private company

Benefits

Businesses can raise finance without increasing level of debt

Benefits of being a private company including
Limited Liability

Financial Institutions

Banks

Main source of finance for businesses

Since 2008 - 2009 global financial crisis, banks are more cautious; loans only provided with an accepted level of risk

Investment Banks

Banks that specialise in trading money, securities, and others

Financial requirement to large corporations

Arranges long term finance

Advisor on mergers and takeovers

Arranges overseas finance

Examples

Commonwealth Private

JP Morgan

Deutscher

Financial Companies

Non-bank financial institution loans to consumers and businesses

⬆ Interest rates

Less strict criteria for loans than banks

Raises capital through shares issues (debentures)

Credit cards

Leasing

Factoring

Regulated by Australian Prudential Regulation

Superannuation

Growth rapidly over the past 20 years due to tax incentives & compulsory super introduced by the government

Long term securities as company share, government & company debt because of the long term nature of their funds

Life Insurance Companies

Insurance companies provide loans to the corporate sector through receipts of insurance premiums (amount needed to pay for covers) which provide capital funds

Unit Trusts

Also known as mutual funds, take funds from a large number of small investors and invest them in specific types of financial assets

Short Term Money Market

Shares

Mortgages & Property

Public Securities

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Australian Securities Exchange

Definition

Acts as both primary and secondary market for the sale of shares to the public

Created by the merger of ASX & sydney futures in July 2006

Offers products and services:

Shares

Futures

Exchange Traded Options

Warrants

Interest Rate Securities

Contracts for Difference

Exchange Traded Funds

Real Estate Investment Trusts

Listed Investment Commitments

Contracts for assets bought at agreed prices but delivered and pay for later

Securities

Certificate attesting credit, the ownership of stocks on bonds

Examples

BHP Billiton

CBA

Telstra

Rio Tinto

NAB

Have stocks trade on the ASX

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Primary Market

Deals with the new issue of debt instruments by the borrower of funds

Secondary Market

Deals with the purchase and sale of existing securities

Influences

Influence of the Government

Australian Securities and Investment Commission (ASIC)

Independent government body that regulates the corporate sector seeking to improve corporate governance and protect consumers and potential investors

Sets rules about information that must be disclosed when issuing shares + info in annual financial reports

Covers issues such as takeovers and insolvency

Failure to comply may result in fines or imprisonment

Enforces legislation which companies have to obey

Company Taxation

The tax a business must pay to the government on the profit which they earn

All businesses pay a flat rate of 30%

Some activities and financial activities can be deducted from the taxable income

E.g. Leasing

Funds contributed by owners or partners to establish and build the business

E.g. The Corporations Act

Global Market Influences

Economic Outlook

Can Cause:

⬆ or ⬇ demand for products

⬆ or ⬇ in the interest rates on funds borrowed internationally

Refers specifically to the projected changes to the level of economy growth throughout the world

Availability of Funds

Refers to the ease with which a business can access funds on the international financial markets

Conditions and rates will depend on: risk, demand and supply, and domestic economic conditions

Interest Rates

The costs associated with borrowing money

The ⬆ risk involved with lending, the ⬆ interest rate

Australian Interest rates are typically ⬆, therefore most businesses borrow overseas

Exchange rates become a problem

Processes of Financial Management

Planning and Implementing

Definition

A business plans out the finance required, the proposed sources of finance and a range of financial statements

Financial planning determines how a business' goals will be achieved

Financial Needs

Determined by the capacity to source finance and the management team skills for assessing financial needs

Used to help seek finance/determine financial needs

Balance Sheets

Budgets

Provide information in facts and figures about requirements to achieve a particular purpose

Preparing a cash budget enables a business to predict cash shortages

Cash required for future plans

Cost of capital expenditure and other expenses in comparison to the revenue and earning capacity of the business

Income Statements

Cash flow statements

Estimated use and cost of inventory

Number and labour hours required for production

Types

Operating

Those related to the main activities of a business

Examples

Sales

Production

Labour

Expenses

Raw Materials

COGS

Project

Relate to capital expenditure and Research and Development

Financial

Relate to the financial data of a business
Include the:

Income Statement

Balance Sheet

Cash Flow

Record Systems

Mechanisms employed by businesses to ensure that data become released and the information provided by the record systems are accurate, reliable, efficient, and accessible

Double entry system; recording all items twice to minimise errors

Financial Risks

Financial risk is the risk to a business of being unable to cover financial obligations, such as debt that a business incurs through borrowings

Financial Controls

The policies and procedures that ensure that the plans of a business will be achieved in the most efficient way

Financial Problems Include:

Theft

Damage/Loss of Assets

Fraud

Errors in Record

Debt to Equity

Debt Finance

Is a liability to a business as it is money owed to external sources

Equity Finance

Relates to the internal sources of finance in the business

Advantages vs Disadvantages

Debt

Advantages

Funds readily available

Increased funds should lead to increased earnings and profits

Be acquired at short notice

Interest payments are tax-deductible

Flexible payments periods and types of debt are available

It will not dilute the current ownership in the business

Disadvantages

There is an increased risk if debt comes from financial institutions because investment bank charges and government charges may increase

Security is required by business

Regular repayments

Lenders have first claim on any money if the business ends in bankruptcy

Equity

Advantages

Disadvantage

Does not have to be repaid unless the owners leaves the business

Cheaper than other sources of finance (no payments)

The owners who have contributed to the equity retain control over how finance is used

Lower profits and lower returns for owners

The expectation that the owner will have about the return on investment

Ownership is diluted

Debt versus Equity

Debt

Lenders have prior claim in the event of liquidation

Debt must be repaid by periodic repayments

Interest payments are tax deductible

Lenders usually require a lower rate of return

Interest payments are fixed

Debt provided have no voting rights

Equity

Shareholders have a residual claim on assets

Equity has no maturity date

Dividends are not tax deductible

Shareholders require higher return due to higher risk

Dividend payments are not fixed and may be reduced through
lack of funds

Equity holders have voting rights

Matching the Terms and Source of Finance to Purpose

Terms, flexibility and availability of finance

Cost of each source of funding

Structure of the business

Level of control maintained by the business

Monitoring and controlling

Definition

Business uses accounting information to monitor and control the business functions

Cash Flow Statement

Income Statement + Balance Sheet

Predict a business' status

Show whether a firm can generate a suitable cash flow, pay financial commitments, have sufficient funds for future expansion

Records

Records movement of cash receipts and payments

Cash receipts

Credit sales

Cash payments

Payments for stock

Expenses

Non-operation expenses

Cash sales

Other income (return on investments)

Income Statement (Revenue Statement)

Operating income such as sales of inventory and services plus other earning from interest and dividends

Operating income such as the:

Purchase of Inventory

Payment of Services

Other Expenses

Rent

Advertising

Insurance

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Sales

COGS

Opening Stock + Purchases

Closing Stock

Gross Profit

Expenses

Net Profit

Balance

Assets

Current Assets

Cash

Accounts Receivables

Inventory

Non-current Assets

Plants

Equipments

Buildings

Liabilities

Current Liabilities

Accounts Payable

Overdraft

Short Term Loans

Non-current Liabilities

Mortgages

Long Term Loans

Debentures

Owner's Equity

Retained Profits

Financial Ratios

Liquidity

Current Ratio

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2:1

Gearing

Debt to Equity

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60%

Profitability

Gross Profit

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30%

Net Profit

Return on Equity

Efficiency

Expense Ratio

Accounts

Receivable Turnover

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20%

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< 14

Comparative Ratio Analysis

Identifies areas for improvements, while financial ratios are useful for financial management when used comparatively

Over Different Time Periods

Compare current results with past perfromance

Against Standards

Against standards

Example

Benchmarks (Australian or Global Standards)

With Similar Business

Limitations to Financial Reports

Normalised Earnings

Process of removing one time influence from the balance sheet to show the true earnings of a company

Example

Removal of a land site

Capitalised Expenses

Process of adding capital expense to the balance sheet that is regarded as an asset rather than an expense

Examples

Research and Development

it would achieve ⬆ capital gain

Development Expenditure

Valuing Assets

Process of estimating the market value of assets or liabilities. These valuations can be used in a variety of contexts for a business

including:

Investment Analysis
Mergers
Acquisitions
Financial Reporting

Historical Value
Value of Intangibles

Timing Issues

A record over one year may not be a true representation due to fluctuation issues actual accounting (order), cash based accounting

Debt Repayments

Financial reports do not have the capacity to disclose specific information about debt repayments

May provide a more favourable outcome to the business at that time than is accurate

Notes to the Financial Statements

Report details and additional information that are left out of the main reporting documents

Ethical Issues Related to Financial Reports

Auditors

By auditing financial reports, an independent person is checking the accuracy of your account

Businesses have an ethical and legal obligation to comply with GST reporting requirements

Accuracy is for taxation and stakeholder purposes

Inappropriate asset valuations, hidden expenses and liabilities, fictitious revenues

Financial Management Strategies

Cash Flow Management

Definition

The movement of cash in and out of the business over a period of time

Identifies patterns/potential problems can be used to construct a cash flow projection - future cash forecasts

Cash Flow Statements

Definition

Record actual cash inflows and outflows over a period of time

Determines a firm's ability to pay its debt on time + identifies trends that can be used to predict change

People with interest

Creditors

Owners

Lenders

Shareholders

Distribution of Payments

Definition

Involves the business spreading expense payments throughout the year so cash shortfalls do not occur

Types

Instalments

Paying on due date

Prepay expenses

Discounts for Early Payments

Involves offering creditors a discount for making payments before due date

Factoring

Definition

Factoring is the selling of accounts receivable for a discounted price to a factoring (or finance) company

Immediate funds but won't receive full amount

Working Capital Management

Definition

Working capital refers to funds available for the short-term financial commitments of a business

Equation

Working Capital

Current Assets - Current Liabilities

The control of these is called working capital management

Control of Current Assets

Cash

Definition

Money in the hands of the company and ensures the business can repay its debts, loans, and accounts in the short term

Cash surplus (excess) should be avoided, they should be used to grow the business or invested to earn interests

Receivables

Definition

Work that has not been payed for yet by customers

Sending customer's statements monthly by debtors know when to expect accounts

Following up on unpaid accounts

Specifying a pay period

Inventories

Too much inventory/ slow-moving inventory will lead to cash shortage

Insufficient inventory on popular items may lead to a loss of customers

Inventory is a cost of the business if it remains unsold

Too much, unnecessary expenses

Inventory turnover must be sufficient to generate cash to pay for purcahses and pay suppliers on time so that they will be willing to give credit in the future

Control of Current Liabilities

Definition

Minimising the costs related to a firm's current liabilities is an important part of the management of working capital

Being able to convert current assets into cash to ensure business' creditors are paid

Types

Payables

Holding back accounts payable until due date

Cheap means to improve a firm's position

Result of some suppliers allowing a period of interest free trade credit before requiring payment for purchased goods

Take advantage of discounts offered by creditors

Loans

Costs for establishment, interest rates, and ongoing charges must be investigated and monitored to minimise costs

Alterative sources of funds from different banks and financial institutions

Overdrafts

Require regular payments - keeping fees, establishment fees and interest

Businesses should have a policy for using and managing bank overdrafts and monitor budgets on a daily or weekly basis so that cash suppliers can be controlled

Strategies

Leasing

Definition

The hiring of an asset from another person or company who has purchased the asset and retains ownership of it

Frees up cash (opposed to buying)

Regular fixed payments

Sale and Lease Back

Selling of an owned asset to a lessor and leasing the asset back through fixed payments for a specified number of years

⬆ working capital

⬆ liquidity

Cash is then used as working capital

Profitability Management

Equation

Profit = Total Revenue - Total Costs

Cost Control

Fixed and Variable

Fixed

Costs of production that stays the same regardless of the level of output

Examples

Salaries

Rent

Lease Payments

Insurance Premiums

Interest Payments on Loans

Variable

Costs of production that varies depending on the level of output

Examples

Advertising Expenses

Warehousing Storage Costs

Transportation Costs

Phone Bills

Cost Centres

Departments of a business to which costs can be directly attributed

Managers of cost centres are then given budgets and are held accountable for costs that they incur

Expense Minimisation

Process of reducing costs in an effort to increase profitability

Revenue Control

Marketing Objectives

Increasing Market Share

Expanding the Product Mix

Improving Customer Service

Geographical Expansion

Ways of Doing So

Goal Setting

Reporting System

Discounting fares

Global Financial Management

Exchange Rates

Definition

Foreign rate is the ratio of one currency to another

Appreciation vs Depreciation

Appreciation

Exporters

Reduced the international competitiveness of Australian businesses who exports

Due to exports becoming more expensive to overseas buyers

Importers

$Foreign < $Aus

$AUS > $Foreign

Australian businesses have improved buying

Depreciation

Exporters

$Foreign > $AUS

⬆ international competitiveness of business who exports

Due to exports becoming less expensive to overseas buyers

Importers

$AUS < $Foreign

Australian businesses have less power as prices of imports ⬆

Interest Rates

Advantages vs Disadvantages

Advantages

Cheaper

Repayments ⬇

Appreciation makes interest on repayments cheaper

Fewer Restrictions

Disadvantages

Interest could ⬆ making repayments for expensive

Depreciation of AUD makes interest repayments more expensive

Repayments are affected by overseas economic management and cycle

Methods of International Payment
1 being lowest risk and 4 being highest

  1. Payment in Advance
  1. Letter of Credit
  1. Bill of Exchange
  1. Clean Payment

Payment in Advance

International payment whereby the seller does not ship the product until it is received payment from the buyer

Advantage vs Disadvantage

Advantage

No risk to server

Disadvantage

Very few buyers will agree

Letter of Credit

Definition

A method whereby the bank gurantees payment on behalf of a buyer as long as seller meets conditions laid out in the letter

Requires payment prior to sending the good

Advantage vs Disadvantage

Advantage

⬇ Risk of non-payment for sellers

⬇ Risk of non-delivery to buyer

Disadvantage

Buyer's bank will take a commission

Clean Payments (Open Accounts)

When buyers buys a product on credit (from server)

The buyer does not pay the seller until after product has been received

Advantage vs Disadvantage

Advantage

No risk to buyer

Sellers can't take out insurance to protect themselves from:

Non-payment

Damage

Transit

Theft

Disadvantage

⬆ risk for seller potential of no payment

Need to be trustworthy

Bill of Exchange

Involves acting as an intermediary for buyer and seller

A document issued by the seller to the buyer, ordering that the buyer pays a specified amount at a specified time to the bank

When bank is satisfied that the seller has shipped the goods (sighting shipping documentation_ it transfers that money toe the seller

Advantages vs Disadvantages

Advantage

Disadvantage

Guaranteed Payment

Guaranteed Receival of Goods

Bank as an intermediary costs both seller and the buyer

Hedging

Definition

Process of minimising risk of currency fluctuations

Establish Offshore Subsidiaries

Arrange import payments and export receipts denominated in the same foreign currency -> losses from exchange rates will be offset by gains from the other

Put money in the other country

Derivatives

Simple financial instruments that can be used to lessen the exporting risks associated with currency fluctuation

Forward Exchange Contract

Contract to exchange one currency for another at an agreed exchange rate on a future date after 30, 70, 180 days

Options

Gives the buyer the right -not obligation- to buy/sell foreign currency in the future

Currency Swap

Agreement to exchange currency in the sport market with an agreement to reverse transaction in future

Marketing

Definition

Process of planning and executing the the conception, pricing, promotion and distribution of:

Ideas
Goods
Services

Creates exchanges that satisfy individual and organisational objectives

Role of Marketing

Strategic Role of Marketing

Overall goal is profit maximisation

Interdependence w/ Other Key Business Function

Marketing concept

Philosophy that states all sections of the business are involved w/ satisfying a customer's needs and wants while achieving the business' goals

Marketing (Selling)

Operations (Product

Finance ($)

Human Resource (Employees)

Production, Selling, Marketing Approaches

Production Approach

1820s-1920s

Focused on producing goods and services

Sales Approach

1920s - 1980s

Emphasised selling because
⬆ competition = ⬆ spending on advertising

Marketing Approach

1960s - 1980s

Focus on customer want

Stage 2

1980s - Present

Corporate Social Responsibility (CSR)

External pressure from:

Customers

Environmental Organisations

Political Forces

Customer Orientation

Collecting information about customers and basing marketing on them

Relationship Markeitng

Customer loyalty repeat sales achieved through loyalty programs

Types of Markets

A group/individual/organisation that need/want a product with enough $ to do it

Types

Resource Market

Primary Production

Mining

Agriculture

Forests

Fishing

Industrial Market

Industries and businesses that purchase products to use in production of other products/operations

Consumer Market

Household members who use/consume products they buy

Mass Market

Mass produces, distributes, promotes on product to all buyers

Niche Market

Concentrated/micro market

Consists of buyers who have specific needs/lifestyles

Intermediate Market

Wholesalers and retailers who purchase products and sell them again to make a profit

Influences on Marketing

Factors Influencing Customer Choice

Psychological

Influences within an individual that affects his/her buying behaviour

Motives

Attitudes

Personality

Self-image

Learning

Sociocultural

Forces exerted by people and groups that customer that affect customer behaviour

Social Class/ Socioeconomic Status/ Person's rank in society

Culture and Subculture

Family and Roles

Reference (other groups)

Economic

Boom

:arrow_down; employment = ⬇ income

Customers optimistic about future ⬆ consumer spending

Recession

⬆ unemployment = ⬇ income

Consumer pessimistic about future
⬇ consumer spending

Government

Government policies used to influence the level of economic activity

Example

Competition and Consumer Act of 2010

Fair Trade Act 1987

Perception

Consumer Laws

Deceptive and Misleading Advertising

Can be very serious because of the influential nature of advertising

Examples

Fine Print

Before and After

Test and Surveys

Country of origin

Packaging

Special Offer

Types

Bait and Switch

⬇ stock on ⬇ priced goods to attract consumers

Dishonest

False Claims

Deceptive Words

Price Discrimination

Setting different prices for a product in different markets

Implied Conditions

The unspoken and unwritten terms of a contract

Warranties

Protection to the customer if the good is faulty or if the service is not carried out with due care

Ethical Influences

Definition

Refers to conduct that goes beyond the legal agreements

Criticisms

Materialism

Sterotyping

Use of Sex

Product Placement

Invasion of Privacy

Types

Truth and Accuracy in Advertising

Using words to mislead consumers

Good Taste in Advertising

Example

False Myth busting Coke:

Claiming it doesn't rot teeth

Isn't highly caffeinated

Untruths, exaggerated claims, vague statements

Products that may Damage Health

Mostly junk-food

Engaging in Fair Competition

Lessening competition is illegal

Sugging

Selling under the guise of a survey

Marketing Process

Situational Analysis

SWOT

Internal

Strengths

Weaknesses

External

Opportunities

Threats

Product Life Cycle

Introduction

Tries ⬆ consumer awareness

Growth

Brand ✅ market share pursued

Maturity

Sales ↔market beccomes saturated

Decline

⬇ sales

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Market Research

Process of systematically collecting, recording and analysing information concerning a specific problem

Two Types of Data

Primary

Facts and figures form original sources for the specific purposes o fhte porble

Secondary

Information that has already been collected by some person or organisation

Internal

Eeternal

Statistical Interpretation Analysis

Focusing on data that represents the average, typical/deviations from typical patterns

Establishing Marketing Objectives

Realistic and measurable goals to be achieved through the marketing plan

Goals

Increase Market Share

Maximising Customer Service

Expanding Product Range

Identifying Target Markets

Target Market

Groups of present and potentila customers to which a business intends to sell its product

Approaches

Mass Marketing

Seeks large range of customers

Market/segmentation

When the total market is subdivided into group of people who share one or more common characteristics

Niche Market

Narrowly selected market segment

Developing Marketing Strategies

Product

Place

Promotion

Price

People

Processes

Physical Evidence

Implementation Monitoring and Controlling

Definition

Implementation

Monitoring

Means checking and observing the actual progress of the marketing plan

Controlling

Involves the comparison of planned performance against actual performance and taking corrective action to make sure the objectives are attained

Process of putting the marketing strategies into operation

Developing a Financial Forecast

Predictions about the future

Cost Estimates

How much is it going to cost

Revenue estimates

How much is it going to gain?

Comparing Actual and Planned Results

Comparing sales, market share and marketing profitability to planned results; analysis

Reversing the Marketing Strategy

Changing the Marketing Mix

New Product Development

Product Depletion

Marketing Strategies

Market Segmentation

Dividing market into total segments

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Demographic

Particular features of population

Age

Sex

Income

Geographic

Location

Region

Urban

Climate

Psychographic

Characteristics

Motives

Opinion s

Socioeconomic Group

Behavioural

Customer's relations to a product

Purchase Occasion

Loyalty

Price Sensitivity

Product/Service Differentiated and Positioning

Differentiation

Process of developing and promotion differences between the business' products or services and those of the competitors

Customer Service

Environmental Conversn

Convenience

Social and Ethical Issues

Positioning

Technique in which marketers try to create an image or identity for a product

Products Goods and/or Services

Total Product Concept

Tangible and intangible benefits product posesses

Branding

A name, term, symbol, design or etc, that identifies a specific product

Manufacturer's/national brand

Owned by manufacturer

Private/House Brand

Owned by retailer/wholesaler

Generic Brand

No brand name at all

Packaging

Development of container and the graphic design for a product

Labelling

Presentation of information on a product/package

Price Including Pricing Methods

Price refers to the amount of money a customer is prepared to offer in exchange for a product

Pricing Methods

Cost-based Pricing

Cost + (Cost x Percentage Mark-Up) = Price

Market-based Pricing

Competition Based Pricing

Whatever the market is prepared to pay

Covering all cost but competing with others price

Pricing Strategies

Price Skimming

⬆ during introduction of product life cycle

Price Penetration

⬇ lowest price possible

Loss Leader

Below Cost Price

Price Points

Selling prices at predetermined prcies

Price and Quality Interaction

"You get what you pay for"

Promotion

Describes the methods used by a business to inform, people and remind a target market about its products

Elements of the Promotional Mix

Advertising

Non-personal message communicated to a mass medium

Mass-marketing

Direct Marketing

QUANTUS spends $10m on:

Marketing Catalogues

Telemarketing

E-marketing

Billboards

Social Media

Personal Selling

Sales consultant directed to customer

Public Relations + Publicity

Relationship Marketing

Long-term

Cost Effective

Strong Relationships w/ individual customers

Sales Promotion

Offering direct inducement to customers in an attempt to sell more of its product

Extra Gift

Refunds

The Communication Process

Opinion Leader

A person who influences others

Word of Mouth

When people influence others due to conversations

Place/Distribution

Distribution Channels

Roles taken to get the product form the business to customer

Producer -> Customer

Producer -> Retailer -> Customer

Produce -> Wholesaler -> Retailer - > Customer

Producer -> Agent - > Wholesaler - > Retailer - > Customer

Channel Choice

Intensive

Everywhere

Saturated Market

Selective

Moderate amount of outlets

Exclusive

One retail outlet

Expensive

Physical Distribution Issues

Transport

Warehousing

Inventory

People

Quality of interaction between customer and those within the business who will deliver the srvice

Processes

Refers to flow of activities that a business will follow in its delivery of service

Physical Evidence

Refers to the environment in which the service will be delivered

E-marketing

Practice of using the internet to perform marketing activities

Global Marketing

Global Branding

Worldwide use of a name, term, symbol or logo to identify the seller's products

Standardisation

Global marketing strategy that assumes the way the product is used and the needs it satisfies are the same the world over

Customisation

A global marketing strategy that assumes the way the product is used and the needs it satisfies are different between countries

Global Pricing

How to coordinate their pricing policy across different countries

Customised Pricing

Consumers in different countries charged different

Due to:

Transport

Taxes

Warehousing

Tariff

Tax on imported product

Direct-customised Pricing

According to the local market condition

Standardised Pricing

Same price for product around the world

Competitive Positioning

How a business will differentiate its produccts

Developing an image of the product in the consumer's mind that makes that product superior to its competitors

Operations

Refers to the business processes that involve transformation of inputs into outputs

Value Adding

Extra/added value as inputs are transformed into outputs

Customer Focus

Strategic Role of Operations Management

Definition

Focused on:

Revenue or income

Cost or expenses

Cost Leadership

The competitive advantage a business holds over its rivals by having the lowest production cost

Overarching goal is to maximise profits

Economies of Scale

Cost advantage that can be created as a result of an increase in scale of business operations

Being able to purchase ⬇ cost per unit

Good/Service Differentiation

Varying the product (good or service) from its competitors

Goods

The good

Quality

Additional Features

Services

Time Spent

Amount of Expertise

Qualifications

Goods and/or Services in Different industries

Goods

Standardised Goods

Customised Goods

Varied according to customers

Perishable Goods (eatable)
Non-Perishable (non-edible)

Intermediate Goods

Used for more transformation

Mass produced, usually in assembly line

Service

Standardised Service

Fast food

Customised Service

Doctor

Influences

Globalisation

Removal of Barriers between trade nations

Transfer of:

Capital (facilities or/and machinery

Labour

Intellectual Capital

Ideas

Financial Resources

Technology

Global Web

Processes located in different geographical areas

Supply Chain

Refers to the range of suppliers a business has and the nature of its relationships with those suppliers

Technology

Design, construction and/or application of innovative design and machinery upon operations processes

⬇ labour

⬆ training costs

⬆ wages for theme

Quality Expectations

How well-designed and functional goods are

The overall competence with which services are organised and delivered

Goods vs Services

Goods

Quality of Design

Fitness for Purpose

Services

Professionalism of the service provider

Reliability of the service provider

Level of Customisation

Cost-Based Competition

Derived from determining break-even point and then applying strategies to create cost advantages over competitors

Government Policies

A policy outlives what a government ministry hopes to achieve and the methods and principles it will use to achieve them

Legal Regulation

Laws set out standards that business procedures and principles must follow

Compliance Cost

Expenses due to meeting legal requirements

Environmental Sustainability

Having operation's processes that will consume resources but not compromise resources for future generations done by recycling resources or by limiting use of them

Corporate Social Responsibility

Business' actions based on the respect for people, community, society, and the broader environment

Difference between Legal Compliance and Ethical Responsibility

Legal Compliance

Obeying Laws

Ethical Responsibility

Socially and Morally Responsible Decisions

Legal vs Ethical

Legal

Taxation

Labour Law

Ethical

Social Concerns

Environmental Concerns

Onshore Sourcing

Domestic Outsourcing

Offshore Sourcing

Overseas outsourcing with there is ⬇ taxation

Labour and cheaper

Environmental Sustainability and Social Responsibility

Environmental Sustainability

Conserving resource for future generations

Social Responsibility

Management of:

Social

Environmental

Political

Human Consequences of its actions

Operations Processes

Inputs

Transformed Resources

Definition

Inputs that are changed or converted

Materials

Raw

Natural State

Intermediate

Materials used in further processing

Information

Definition

Knowledge gained from:

Research

Investigation

Instruction

External Info

Market Reports

Statistics from Industry Observers

Industry Bodies

Government Stats from ABS

Internal Info

Within Financial Reports

Quality Reports

Key Performance Indicators

Customers

Due to customers orientation, production process uses customer's preferences and interests, therefore their designs and preference act as a transformed resource

Transforming Resource

Definition

Resources that cause the change in transformed resource

Human Resource

Employees that combine the resources

Facilities

Plant

Factory

Office

Machinery

Transformation Processes

Conversion of inputs into outputs
Value Adding

The Influence of:

Volume

Refers to how much of a product is made

Lead times is the time it takes for an order to be fulfilled from the amount it is made

Variety

Or mix flexibility is known by consumers as product range or variety of choice

Variation in Demand

How processes can respond to changing demand

⬆ demand may be hard to meet

Supplies cannot supply

Labour is not flexible

Machinery cannot adjust

Visibility

Customer Contact/ Feedback

Surveys

Interviews

Warranty Claims

Letters

Wikis

Blogs

Verbal Contact

Sequencing and Scheduling

Definition

Sequencing refers to the length of time activities take within the operations processes

Sequencing refers to the order in which activities in the operations processes occur

Gantt Charts

A bar chart showing both scheduled and completed work over a period of time

Planning and Tracking

Critical Path Analysis

CPA lists all the key tasks in operations porcess as a sequence

Includes time needed and task

Technology

Business technology involves the use of machinery and systems that enable businesses to undertake the transformation process more effectively

Task Design

Breaking down the work into a series of jobs in which contributes to the final goal

Process Layout

Arrangement of transforming resources such that they are grouped by the function

Monitoring (measuring)

Measuring actual performance against planned performance

Measure KPIs

Control

Occurs when KPI's are assessed against predetermined targets and corrective action taken if required

Improvement

Systematic reduction of inefficiencies and wastage

Work processes and the elimination of any bottlenecks (setbacks)

Outputs

Definition

Final Good of Service

Customer Service

Refers to how well a business meets and exceeds customer expectations in all aspects of its operations

Warranties

Promises to correct any defects in their product or in the services they deliver

Can then adjust transformation process

controlling

Operations Strategies

Performance Objectives

Quality

Speed

Time between ordering and being received by the customer

Dependability

Meeting customer demands

Flexibility

How quickly operations processes adjust to change in the market

Customisation

Creation of individualised products to meet customer's specific needs

Mass customisation

Process that allows a a standard mass produced item to be personally modified to specific customer requirements

Cost

Refers to the minimisation of expenses so that operation processes are conducted as cheaply as possible

New Product/ Service Design and Development

Often businesses will create a new product/service design and develop to gain a competitive advantage

Supply Chain Management

Integrating and managing the flow of supplies through the inputs, transformation processes and outputs to meet the needs of customers

Logistics

Transportation

Use of Storage (warehousing(

Materials handling

Packaging

E-commerce

Business conducted on the internet

Transaction of goods and services through transfer of funds

Global Sourcing

Operations strategy where a business will acquires inputs it needs for production across the boarders of number of countries

Outsourcing

Involves use of external providers to perform business activities

Advantage

Simplification

Efficiency and Cost Savings

Increase Process Capability

Increased Accountability

Access to skills and resources lacking within the business

Able to focus on core business

Disadvantage

Disadvantage

Payback period and cost

Communication and Language

Loss of control of standards and information security

Loss of Domestic Employment

Loss of Corporate Memory

Technology

An operation tactic if it helps the business to create a competitive advantage

Leading Edge

Most advanced or innovative at any point of time

Risks:

Competent technical support might not be readily available

Technology may not be fully developed

Established

Technology that is developed and widely used

Simply accepted without question

Inventory Management

Inventory or stock refers to the amount of raw materials, work-in-progress and finished goods at any point of time

Advantages and Disadvantages of Holding Stock

Advantage

Consumers demands can be met

Alternatives can be offered

Buying products in bulk can reduce costs

Disadvantages

Cost of holding stock

Invested capital, labour and energy can't be used elsewehre

Cost of Obsolescence

Last in First Out

Since last inventories are more expensive
LIFO makes profit seem lower

First in First Out

FIFO normal cheaper, shows higher profit

Just in Time

Exact amount of inputs will arrive only as they are needed in the operations process

Quality Management

Definition

Processes which a business undertakes to ensure:

Reliability

Safety

Fitness of purpose

Consistency

Quality Control

Use of inspections of various points in the production process

Set standards -> Test/Assess Quality -> Quality control

Quality Assurance

Taking series of measurements -> assessing against pre-determined standards

Globalisation has affected standards

ISO are voluntarily abided by businesses to compete internationally

Quality Improvement

Continuous Improvement

Ongoing Commitment to improve business goods/services

Inclusion of staff

Suggestions

Initiatives

Total Quality Management

Managing total business to deliver quality to customers

Commitment + responsibility of every employee of the business

Overcoming Resistance to Change

Changes influence by:

Internal

Staff

Application of Technology

Innovation

External

Legislative/regulation change

Economic Changes

Social Changes

Technological Changes

Financial Costs

Purchasing New Equipment

Redundancy Payouts

Retraining Costs

Reorganising the plant layout

Inertia

Definition

Since change is needed

New skills are needed

Giving insecurity and inadequacy to senior citizens

Psychological resistance to change

Change Agents

Respected workers who can motivate change

Kurt Lewin's model

Unfreezing -> change - > freezing

Global Factors

Acquiring inputs from the Low Cost Regions to reduce costs

Global Web Strategy

Manufacturing at the cheapest

Financing from low interest rate costs

Distributing to demanding nations

Global Sourcing

Sourcing of any operations that gives a business a cost advantage

Benefit vs Challenges

Benefits

Cost

New Technology

Expertise/Labour Specialisation

Operate over extended hours

Challenges

⬆ costs of logistics and storage and distribution

Managing different regulations

⬆ complexity

Financing

Contracting

Economies of Scale

Definition

Cost advantage by producing on a large scale

Effects

⬆ volumes
⬇ cost

⬆ use of technology

Global branding and global advertising

⬆ cost of duplication (marketing)

HR

Training and Development Strategies Globally

Scanning and Learning

Scanning global environment and learning form the best practice of business

Research and Development

Innovation

Quality + Competitive advantage