Science and Communism

Key Themes/Questions

(1) Tensions between elites and non-elites, and the concept of the lay-expert divide (& how these gaps were bridged in fulfilment of political ideology)

(2) The Masses: How to 'mobilise' the masses, and how this affected science/tech

(3) The Cold War and the inaccurate portrayal of communism as 'damaging' science; The Cold War forced the construction of false dichotomies!

(4) What did it mean for technology to transfer, especially with regards to across systems with differing political ideologies?

Marxism

  • The work of Karl Marx and Friedrich Engels

Materialism

  • Marx sought materialism as the basis to understand why and how society develops/change
  • Materialism: That things in the world are a result of material interactions. Thoughts, ideals and ideologies are merely products of the material brain!

Structure of Society

  • Base (means of production and relations of production) maintains the Superstructure (art, science, education, ideology, law... etc.)
  • The bourgeoisie are the class that OWNS the means of production, and the proletariats are the ones being exploited (relations of production)
  • A mismatch in the base (the means of production and relations of production have friction) = revolutions/change

Critiques of Capitalism

  • Theory of Alienation: Workers are not in-charge of the production of goods, and are subjected to the exploitation of the bourgeoisie and fail to realise that they are a self-realised person
  • Commodity Fetishism: Viewing relationships as not among people, but by means of the goods and money exchanged

So, workers should SEIZE the means of production themselves
--> Power to the people! Revolutionary struggles to class equality

Dialectical Materialism

  • In short, this argues that material needs are what shape society and cause conflict
  • Conflicts and arguments arise because of the material conditions (social, or economic), rather than a result of spiritual/mental processes/ideologies

So, this relates to Marxist's conception of the states of history, whereby the ideal end-state of society is communism (revolutions against the capitalist system produces socialism)

How does Marxism relate to science?

Dialectical materialism affects how scientists view the natural world!

  • Hessen: Dialectical materialism for the sciences means that the sciences must be interested in studying things about the MATERIAL world (forms of movement of matter, their inter-connections, inter-relationships and development)
  • "Knowledge derives from the influence of the material world on the knowing subject"
  • And so, the basis of all science is social and economic theory, rather than things like atoms etc. (rejecting reductionism)

Scientific Socialism

  • Scientific thinking is dialectical (causes conflict)
  • Science must thus also be understood in terms of social relations; rejecting the view that scientific development is a result of pure brilliance/genius
  • So, science is understood as a social activity that changes/develops because of conflicts/interactions in social relationships

1931 2nd International Congress of the History of S/T in London

  • A key event in which we see how Marxist ideas/ideologies infiltrate thinking about science, particularly in the HoS
  • Hessen's essay argued that the history of science is one of the history of social relations of science, not a history of high theory/intellectual changes/brilliance
  • Soviets proposed the idea that the state could productively direct science to progress towards socialism, and thereby use science to benefit the proletariat/worker, and overcome oppression

Impact

  • The leftist scientists in Britain were impressed, and saw Marxism as a means to utilising science in a broader and more social context (Needham, Bernal, Haldane)
  • A socialised health service?

In the science and activism course, we think about how this congress, and the papers of the Soviets, promoted new ways of conceptualising the relationship between science and society

  • Creation of the Old Left in Britain

L1 Hessen

  • The landmark paper which argues that Newton's scientific discoveries must be understood in the context of the social, economic and political forces of his time, rather than just thinking they were a product of his intelligence/ideas. (dialectical materialism which posits that ideas and arguments stem from the MATERIAL world)
  • Hessen considers the C16-C17, noting the various transformations in communications, industries and military during the period, and linking them to the ideas that Newton produced
  • Part of Hessen's argument is also to answer the question: Why didn't Newton discover/produce the law of COE? To this, Hessen believes that it was because Newton lived in the period BEFORE the Industrial Revolution, and so there wasn't a key concern between productive forces/production relations in his time
  • It also explains why socialist systems produce the best framework for harnessing science for societal needs/goals

L2 Graham (Role of Authentic Dialectical Materialism)

  • This chapter helps to understand how scientists in the USSR incorporated dialectical materialism in their ideas/scientific thinking
  • Graham also explains what exactly dialectical materialism was; noting that in dialectical materialism, there were various levels of nature (so you can't reduce biological laws to social laws)
  • The 3 case studies: Prelinguistic thought, the origin of life, and quantum mechanics
    --> To dispel the belief that Marxism was 'bad' or 'damaged' science based on Lysenko alone; to show that there were SUCCESSFUL scientists who produced valuable ideas using Marxist ideologies

Science in the Soviet Union

"Science can only flourish in the context of democratic societies". True? False?
--> Kojevnikov's reading clearly argues against this notion


  • But, also recognising that the USSR purged scientists/engineers too
  • So, how did science and scientists find room to advance their work under periods of authoritarian tyranny?

(5) Science can only flourish/progress under the context of democratic societies?

The Bolsheviks Revolution (1917) and Lenin's Rise to Power

Technocracy and Strong Support

  • Lenin: "Communism equals Soviet power plus electrification of the whole nation"
  • Lenin's Vanguard theory: Experts who understood and specialised in Marxism are useful, and these are the people that form the core of nation/economic rebuilding (after WWI)
  • Hence, we get strong institutional support for S/T development in Bolshevik USSR!

Dialectical Materialism

  • Neither reductionist nor vitalist: So, all nature can be explained using matter and energy
  • The application of theories of dialectical materialism to the sciences
    (See L2 Graham)

Science during Stalin's Regime (1927 - 1953)

General Overview

  • Stalin sought to transform industry and agriculture to complete the transition to communism
  • To that, he ruled with absolute power, through economic collectivisation and ensured that the government had complete control of all science and scientific research in the USSR
    --> 1929 Great Break: It forced scientists to BE Marxists, when before, the Bolsheviks opted for a cooperative and tolerance policy! (red specialists, trained during the Bolsheviks regime)

1936 - 1938: The Great Purge/Great Terror:

  • To remove political opponents, people who weren't loyal to the ruling party, or people who were not communists/bore Marxist ideologies

How did Lysenko Gain Prominence in this Climate?

  • Theory of vernalisation argued that organisms could change and adapt according to their material, environmental conditions, not inherited traits
  • Emphasis of his 'peasant background' helped to show the rise of the proletariat in scientific research/work
  • In a climate of purges and enforced ideological conformity, he rose above the other scientists who were seen as 'bourgeois'
    --> Unreliable, inaccurate theories of farming led to collectivisation and wide-spread famines (2.5 - 7.5 million dead)

Research Organisation

  • Separation of universities and academies (academies were places for RESEARCH)
  • WWII influenced the growth of science and research in the USSR!

Was Lysenkoism representative of the general state of science in USSR?

  • No! We have some case studies of dissident scientists who still made vital contributions to the USSR, and were not persecuted because of the valuable knowledge/exerptise they had
    (Vladimir Vernadski, Andrei Sakharov)

The Space Race and the Khrushchev Era

  • De-Stalinisation, the Sino-Soviet split
  • Technological projects became symbols for the construction of socialism and communism (projection of power) --> Not to say that this was an exclusively USSR phenomenon! The US used the space race for similar objectives/outcomes

Cosmonauts and the New Soviet Man

  • The use of these technological projects to re-construct a new identity of the ideal Soviet citizen, and to strengthen support for communism

An Extension/Extra:

  • Scientific Pursuits in the Late USSR
  • How science contributed to the demise of the USSR in 1991

For this, we want to think about Big Science in the later years of the USSR, during the Gorbachev era

  • Whether it still retains similar structure/organisation as the earlier USSR scientific ideas

--> A case study of Chernobyl, and how it may/may not have illustrated the critical flaws in the rs between science and state in the political system of the USSR

L1 Kojevnikov

  • Argues that Soviet science laid important foundations for contemporary science, and also in STS studies because of how Marxist ideologies emphasised the importance of social constructivism
  • Noting that the Bolsheviks really focussed on scientific developments (technocratic visions), and so they massively reformed scientific infrastructure in the USSR!
  • For the Bolsheviks, they emphasised that all science was usable (so no pure/applied distinction), and they worked with bourgeois experts because they valued their knowledge/expertise!

L2 Graham (Lysenko)

  • Explores the drastic changes to s/t as a result of Stalin's policies, noting that by the end of the 1920s, science itself became bourgeois, rather than interpretations of science --> Allowing Lysenko's ideas to gain prominence!
  • Lysenko was a clear opportunist, able to frame his ideas in a politically-favourable manner, such that criticising his ideas became equated with criticising the state
  • Attack of the bourgeois intelligentsia in the USSR, decline of genetics during the Stalinist era

L2 Krementsov

  • Explains how, during the 1920s in the USSR, science was able to transition from 'little' science to 'big' science, particularly after the Bolsheviks' revolution
  • The Bolsheviks adopted a technocratic vision and enthusiastically supported scientists: nationalisation of scientific institutions, supporting the growth of research institutes
  • Co-opting with the scientists regardless of class background, and scientists were flexible/smart enough to manoeuvre the political system of the Bolsheviks
  • Stalin's rise meant the end of the co-opting policy, and also central control/command of all scientific institutions
    --> We see that Bolshevik USSR was a good time for scientists!

L2 Gerovitch

  • Argues that the cosmonaut served as the embodiment of the new Soviet man in the Khrushchev era, as both sets of identities reflected tensions imposed on the individual by the state's visions
  • For cosmonauts, the tensions was between how much the flight systems should be automated, and how much agency should the cosmonauts be given
    --> Cybernetics: Suggested that it should be as automated as possible to reduce human error/agency
  • The experiences of the cosmonaut paralleled those of the ideal Soviet citizen, meaning that a model cosmonaut was the ideal/exemplary Soviet citizen (pp. 149)

Science in Maoist China (1949 - 1976)

What is Maoism?

Maoist Thought

  • Inspired from Marxism-Leninism
  • The key difference though, is Mao discarded Lenin's Vanguard theory and advocated the mass line theory (that the party cannot be separated from the people)
  • China's agrarian nature also meant that they didn't have an urban proletariat to speak of, but the rural proletariat (peasants)
  • Importantly, Maoism stresses contradictions (and STRUGGLES against nature etc.)

Maoism and Science

The Contradictions of the Elitist and Necessity Nature of Sceince

  • During the Maoist period, science was conceived as part of the superstructure, meaning it was something that served the bourgeois and the 'elite'
  • Yet, Mao recognised that science was necessary for the advancement of the nation
  • Solution: To recognise that science CAN have class and political identities, and to conceive of science as a tool for revolutionary conquest?

Walking on 2 Legs

  • Hence the idea that science walks on 2 legs as a method of reconciling the tensions --> WO2L is fundamentally about resolving the contradictions of science!
  • The concept that scientific endeavours requires the combination of expert and mass knowledge to become productive, so that science can serve the masses, the peasants and the people!

Soviet Aid/Assistance

  • Direct transfer of theories (Lysenkoism)
  • Promoting the reorganisation of research into academies, separating the universities from the academies (the Soviet model)
  • Actual technical aid also (hospital medicine)

Sino-Soviet Split (1956 - 62)

  • De-Stalinisation in the USSR was not welcomed by Mao
  • As a result, the Soviets stopped all nuclear aid to the PRC, and also withdrew experts/technicians placed in the country

IMPACT: The Great Leap Forward (1958 - 61)

  • Mao envisioned that the PRC should beat the USSR in the race towards communism, so implemented drastic industrialisation and collectivisation policies
  • Also came with highly unrealistic production quotas (steel factories, agrictlture etc.)

Science Policies in Maoist China

Dialectical Materialism

  • Experts trying to align their work with political orthodoxies (we saw similar trends/development in the USSR too!)

EG: Tong Dizhou (and embryology)

Lay-Expert Divide

  • Scientists must learn from the masses, but the masses also need to learn from the scientists (so that they would not be superstitious!)
  • Red vs Expert conflict
  • 1957 Hundred Flowers Movement and the purging of intellectuals through the disguise of an intellectual movement for free expression

The Cultural Revolution (1966 - 1976)

  • Mao tried to consolidate his power (after the disaster of the Great Leap Forward), by inciting revolutionary fervour among youths and targeting the experts
  • Also further emphasised the necessity of combining indigenous knowledge from the locals and the technical knowledge from experts (Barefoot doctors)

Self-Reliant Science

  • As a result of its isolationism, Mao pushed the PRC to work towards being 'self-reliant' in the sciences
  • This self-reliant ideology operated on BOTH the national and communal level, where villages/communities were encouraged to be independent and not rely on the government for assistance all the time

--> See Schmalzer, L7 of East Asia

L3 Fan

  • Argues that earthquake prediction in Maoist China must be understood with the political and cultural context of the Cultural Revolution (1966 - 1976)
  • Earthquake prediction combined the work of the masses (who were tasked with making anomalous observations of animal/water behaviour) and that of the scientists
  • In doing so, a good citizen was one who was vigilant and observant, and this practice of mass science related to Maoist ideas of the struggle against nature
  • It also helped Mao consolidate his political power, because it removed/eradicated the superstition that earthquakes/disasters were a sign of the regime's collapse

L3 Schmalzer

  • Argues that paleoanthropology can be used as a case study on the ways in which the contradictory pillars of Maoist science (science dissemination and participation) was resolved
  • Dissemination of science through the IVPP's journal (Fossils) which carved a space for workers and labourers to engage in scientific discussions with scientists
  • The exhibition of the Peking Man at Zhoukoudian also became a vehicle to convey a materialist view of biology, and was designed to appeal to the masses
  • Cultural Revolution's policies of open-door schooling also meant that the mass-expert divide was transcended (the rise of the fossil hobbyist)

There is perhaps something to be said here about the participation of citizens in collecting fossils. You can think of it as citizen science (or similar, to that effect where citizens help collect data for scientific work). But the meaning attached to the endeavour is very different from what we see in citizen science, because there's no real political CHANGE they work for here, rather it's helping to reinforce Maoism!

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L3 Ghosh

  • Argues that the political climate of the Cultural Revolution influenced the process of demarcating the social science of statistics from the natural science of mathematical statistics
  • Mainly, a movement to create socialist statistics to 'account' for the social relationships in society!
  • Bourgeois statistics came under fire after 1949, and so many esteemed statisticians like Jin Guobao resorted to self-criticism to maintain their standing in society (so we see how scientists learn to adapt to the political ideologies they exist in)

L3 Solomone

  • Aerospace industry, being a specialist field, was still vital for the PRC's advancements, and this was a contradiction that Mao sought to reconcile
  • So, to protect this industry, it was handed over to the military to protect them from the Red Guards, and the scientists also showed their flexibility in being able to survive the regime
  • Mao aligned the programme with nationalism, and also emphasised how aerospace technologies could aid the rural peasants (eg. weather monitoring, disaster management)

L3 Rogaski

  • Explores China's allegations of US germ warfare in 1952, arguing that the CCP used the allegations to further its political ideologies, and also that these allegations, true or not, laid important foundations for China's 1952 Patriotic Hygiene Campaign
  • Patriotic Hygiene Campaign: Masses mobilised to collect the insects/evidence of the germ warfare, and to fight against NATURE (the 4 enemies of nature) and AMERICAN IMPERIALISM
  • Also, the programme was about public-specialist cooperation, and the specific employment of the image of 'annihilation' was important, as it allowed Mao to draw the links between political enemies and nature

Science Across the Iron Curtain

Historiography on the Cold War and Science

How the East Viewed the West: The West only used science for death/destruction, ignoring science for the benefits of humanity
How the West viewed the East: The authoritative regimes removed any space for scientists to have individual thought


  • Noting that science/technology was able to move across the Iron Curtain (so, the curtain was, to some extent, POROUS)
  • Particularly in Eastern Europe, countries at the periphery of the USSR's control

How did Science Reveal the Porosity of the Iron Curtain?

Polio in Hungary

  • Hungary's repeated polio epidemics in the 1950s
  • Hungary relied on the Salk vaccine at the start (Salk vaccine was developed in the US!)
  • Then, it quickly adopted the Sabin vaccine to eradicate polio --> The Sabin vaccine was a collaboration between the US/USSR!
  • So, the global fight against diseases could potentially override Cold War politics?

BD200 Spinning Machine

  • Development of this useful technology to produce cotton in Czechoslovakia, and its subsequent adoption in the West, was testament to the fact that a centralised economy could still encourage innovation
  • Circulation of knowledge flowed BOTH ways during the Cold War

The International Geophysical Year (1957 - 58)

  • Bringing the people and scientists of the world together in the name of acquiring knowledge?
  • Seeking allies in the decolonised world

GDR and Texas Instruments

  • Not all exchanges were cooperative; here we have a different case study of espionage through S/T
  • The GDR paid for information surrounding the microchips produced by the Texas Instruments, and passed these to the semiconductor industries

L4 Vargha

  • Argues that biomedical science created space for Cold War cooperation across the Iron Curtain, and thereby emphasises the fluidity and multiplicity of the Cold War experience
  • Stalin's death in 1953 thawed East-West tensions, and gave space for the cooperation on the Sabin vaccine (was science above geopolitics?)
  • Hungary successfully adopted both types of vaccines to eradicate polio much earlier than other countries (even the US!) --> The US was sceptical of the Sabin vaccine because of Soviet involvement
  • In polio eradication, there seems to be a suggestion that totalitarian, centralised states were best poised to eradicate it because of mass vaccination campaigns

Scientific Internationalism?

  • How conferences and seminars created the space for scientists across the Iron Curtain to collaborate, or simply just to understand the difference in ideas/scientific knowledge in East/West --> To recognise how political ideologies shaped the production of scientific knowledge

L4 Liskova

  • Argues that science is always shaped by the time and place of its origins. This was especially true for the Cold War, and scientists from East and West were equally afflicted by ideology. Using the 1968 Sexology International Conference in Prague as a case study
  • Western sexologists clearly favoured biological explanations (focussing on genetics, hormones), while the Eastern sexologies emphasised social influences and adopted a more dialectical method in research
  • Czechoslovakia is an interesting case study, where their sexologists initially adopted a middle ground, but shifted towards the social theory after Prague Spring of 1968 (which caused the implementation of normalisation policies by the USSR to force Czechoslovaks to conform!)

L4 Freeze

  • Explains how the BD200 emerged in a market that was indifferent to market forces, and how such a technology spread across the Iron Curtain
  • The cotton research institute in Czechoslovakia had attracted Moscow's attention, as it could meet the demand for textiles, and Moscow's hunger for technical prestige
  • For development of this, the researchers were organised into cross-disciplinary teams (working on different approaches to the same problem)
  • Note also that collaboration with Courtlads (a British company) was mutually beneficial to both parties and helped overcome the problems of technology transfer across different cultural contexts

NOTE: The emphasis on contradictions is Mao's expression of dialectical materialism! Dialectical materialism to Mao was essentially the study of contradictions in the material world

  • And in expressing contradictions, Maoism was focussed on the concept of human will, not so much about historical materialism

L2 Bailes

  • The case of Vernadski, the esteemed earth scientist, and how, despite his open anti-Communist views, he escaped Stalin's purges
  • Vernadskii made a lot of significant practical contributions to Soviet research and the military, and perhaps this, plus his national and international esteem, protected him!
  • He was very critical of Stalin's purges, and had a vision of good science that was completely contrary to the way science was controlled/conducted in Stalin's USSR

L2 Pollock

  • The case study of atomic physicists in the USSR, and how they managed to retain their scientific ideas/knowledge DESPITE it clearly contradicting Marxist dialectical materialism!
  • The atomic physicists from the academies were targeted as being bourgeois (as they were trained in the West)
  • But Pollock argues that they enjoyed a 'nuclear shield'/'nuclear deterrent' because of their immense importance in the Cold War, where technological achievement was an indicator of superiority! Specifically, it was about their value to the A-bomb project!
  • This helped them gain power, prestige and leverage, and win the debates against philosophers who criticised their knowledge for being idealist/anti-Marxist!

L2 Graham

  • Overview of S/T development in the USSR and focussing on some of the reforms implemented by Gorbachev's glasnost
  • Bolsheviks placed a huge emphasis on S/T and developed a peculiar academy model because: (1) they thought this aligned with the West (2) this prevented elite scientists (whose political loyalties were questioned) from influencing budding scientists
  • State control allowed Big Science projects to occur efficiently!
  • Also notes the various constrains on East-West scientific collaboration during the Cold War
  • And finally, even with Gorbachev's reforms, which sought to undermine/change the academy model and make it more US-like in funding, these reforms still stressed CENTRALISED control

NOTE: Useful pointers about what limited East-West scientific collaboration during the Cold War:

  • The geopolitical climate
  • Political compatibility
  • Commensurability of S/T standards/developments/expectations

French-Romanian Cooperation in Computer Science

  • A bilateral agreement signed in 1968, where France would supply technical aid and expertise to Romania in manufacturing computers

L4 Bouillon

  • French and Romania as 2 countries vying for independence from the hegemony of the US/USSR --> This created a good context for the expansion of collaboration (France wanted friends, Romania wanted to break free from the USSR)
  • France had to convince the US that the agreement would benefit the Western bloc (Recruit Romania as an ally)
  • Funny thing is the French knew that Romania was sending spies into France and was willing to still sign this agreement
    --> They felt that they had sufficient measures, and also used cost-benefit analysis
  • The collaboration showed French diplomats the possibilities and limitations of using S/T to promote French interests and French detente in the Cold War!

Dialectical materialism and Hessen's paper produces a social constructivism view of science (i.e. scientific knowledge is created and advanced because of social conditions)

EG: This belief in nonreductionism meant that scientistic exaggerations (eg. eugenics, sociobiology) did not make an appearance in the USSR

Case Study: Lamarckian Principles of Acquired Inheritance vs Mendelian Inheritance (the USSR vs Nazi Germany) --> Proctor Ch 1

  • In the USSR, Lamarckian principles were championed by Lysenko/Pavlov --> It was in accordance to ideas of DM (one could be influenced by their external conditions, acquire new characteristics, pass these onto their offspring)
  • It was useful in the construction of a 'new Soviet man'

The Re-legalisation of Abortion in 1955 (Sato/Hilevych)

  • And the adoption of various forms of contraceptives
  • Rejecting the 'Pill' as a form of Western bourgeois FAILED technologies --> The choice of what technologies to promote as evidence of communist ideologies
  • But also the construction of the ideal 'Soviet woman'

Also see: The PRC's adoption of Lamaze childbirth techniques

So, WO2L manifested in various forms depending on the scientific discipline involved --> Not everything can simply involve the participation of the masses!

  • Here, WO2L was not about the direct involvement/participation of the masses
  • Rather, WO2L here entailed a more indirect sort of participation of the masses!

*Fan also makes the case that what we see here isn't simply 'popular' or 'citizen science'

  • It is far more politically loaded, and is meant to explicitly involve the integration of FOLK knowledge with technical knowledge
  • Whereas in citizen science you get the sense that citizens are trying to acquire the tools/language of the experts

Does this show that technocracy is incompatible with communism?
**Note also how China slowly moved towards technocracy in the 1970s-80s, but that was only because it was under Deng's rule (and Cheng/White argued that Deng was essentially trying to move China towards a 'capitalist' economy)

Basically, if the question just vaguely says 'in the Soviet Union', you must probe!! Soviet Union can mean Lenin, or Stalin, or Khrushchev...

  • Usually you can define it as Lenin and Stalin periods as these were the earlier periods that set up many of the foundations (eg. the academy-university model that was created by the Bolsheviks still existed in the Gorbachev period)

Also consider AfP

But also noting how the IUD technology was allowed even though it was developed in the US - suggesting that it wasn't simply a complete/wholesale rejection, technologies WERE adopted where necessary

Important: In Lenin's 1909 Materialism and Empirio-Criticism he does articulate the view that one should draw a line between science, as it is, and the TYPE of interpretations of science

  • But then again, the term 'technocratic' has been used to describe the Bolsheviks/Lenin... so you need to consider what this means for your argument
  • Is it an anomaly... is it because of a willingness to forgo certain communist principles/ideologies to achieve the vision of the state?

The case of physics and physicists being special/unique relative to other fields?