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2nd half 2023 - Coggle Diagram
2nd half 2023
Projects
Teleos
Cara & Dom
SMA/UMA
Paige & Brittney
OMST 1B
FOX/HAWK for Denver
Grant
Sophie?
Repo / Other securities
Andrey
Matt W
Funds look through
T+1
Cash/Non Cash
PMAR?
Div Alts
Hadyn? then FTC?
Trading Venues
Is this part of 1B?
FINRA 4210 ?
BAU Work
Account/Product Launches
RFPs from TAs
NMIF enhancements
Update TOR
Quorum requirements / Minutes
Chair?
Update procedures
Role of Op Risk
Annual review of TOR/Procedures etc
Framework policy of what is considered new instrument
Instrument Matrix
considered EUDA
everyone uses it
how to maintain
Owner: Faisal
Project Apple
Market review - ESG considerations
Develop change process with w/ IT
Sophie?
PM Onboarding & Exit
FI Working Group
Private Placement support
Brittney & Grant
Regular meetings
Aus
FOS enhancements
How to funnel requests e.g. Grana
Working Standards
Vendor mgmt
CRD relationship