HRCP Unit 5: Employee Relations and Involvement


PHRi 05 Employee Relations and Risk Management

Topic 1: Employee Relations

Topic 2: Employee Engagement

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  • Emplyee Relations: refers to the working relationship between an employer and EE during the time the individual is associated with the organization
  • ER, covers all HR functional areas, and deals with how to protect the rights of both the EE and the employer, and how to make fair and consistent decisions

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5.2.1 Employee Attitudes and Satisfaction

5.2.2 Job Satisfaction Theories

5.2.3 Satisfaction and Productivity

5.2.4 Measuring Job Satisfaction

5.2.5 Using Satisfaction Surveys

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  • Engaged EEs go above and beyond to perform "organizational citizenship behaviors" or "extra-role behaviors"
  • Engaged, not engaged, actively disengaged EEs
  • EE engagement consists on cognitive (beliefs), emotional (feelings), and behavioral components (effort)
  • Job satisfaction is an important aspect of EE engagement
  • Positive job attitudes are generally viewed as an important indication of how well things are going
  • Individuals differ in how they respond to work conditions
  • Job satisfaction can be determined by qualitative aspects of the job, values, expectations, and what happens at work
  • Fullfillment Theory: is a function of need satisfaction and the degree of correspondence between needs and how well they're satisfied
  • Reward Theory: is a function of the rewards individuals receive (amount and timing). Consider the role of values
  • Discrepancy Theory: job satisfaction results from a comparaison between what ought to be and what is (expectations)
  • Equity Theory: describes how individuals compare their I/O to the I/O of others (ratio favorable comparaison).
  • There is no necessary relationship between job satisfaction and productivity
  • The best predictor of performance are the rewards
  • People tend to do what they expect to be rewarded for doing
  • Grievances, absenteism, and turnover are indirect measures of EE satisfaction
  • Exit interviews: provide valuable information, and should be conducted ASAP by someone not directly involved in daily contact. Explore the real reasons
  • Attitude surveys: can be done via interviews and questionnaires. Non-directive interviews are useful but time consuming. Questionnaires are limited but easy to apply
  • Survey administration: can be done via simple random sample (total randomness) or stratified random sample (categorizing EEs)
  • Results analysis: the two most important statistics to analyze are mean and standard deviation (similar >0.2 vs. diversity of opinion >1.0) â›”
  • Confidentiality and Anonymity of Surveys: this is essential
  • Outsourcing EE Surveys: there are Pros and Cons. Off-the-shelf are good as long as they're customized
  • Interpretation: surveys should be analyzed separately for each group
  • Feedback: report back is important for analyzing, interpreting, and designing corrective actions. Consider feedback to Mgmt and EEs.
  • Intervention: the success of a survey feedback intervention depends on willingness to improve, top mgmt support, questionnaire design (address major issues and assess EE feelings). There has to be plans for change, implementation of plans, follow-up, and evaluations

Topic 3: Employee Involvement Strategies

5.3.1 Self-directed Work Teams

5.3.2 Quality Circles

5.3.3 Job Design and Redesign

5.3.4 Employee Ownership/ESOPs

5.3.5 Employee Suggestion System

5.3.6 Participative Management

5.3.7 Process Control vs. Innovation

5.3.8 Alternative Work Schedules

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  • EE involvement programs (called work-life programs QWL) improve the quality of life @ work
  • Consist of small groups (less than 15/20) responsible for performing a series of jobs, and directed by informal leadership
  • They are more responsive to change
  • There's also the semi-autonomous work teams (still subject to direction of management and HR policies)
  • Involves work groups meeting periodically (1hr/week) to discuss ways to improve productivity (participation is voluntary)
  • Benefits
    1.Greater productivity based on suggestions
    2.Improves communication
    3.Enhance the level of morale and commitment
  • Job redesign increases org effectiveness and improves quality of work-life
  • Sometimes very simple job changes can make a big difference
  • The professional disciplines involved are psychology, human factors engineering, and ergonomics (application of technology and engineering to human abilities, interests, and feelings)
  • Two major strategies are job specialization and job enrichment (both are exact opposites)
  • There's a difference between Job Enlargement (add more of the same kinds of elements) and Job Enrichment
  • The leading theory for examining jobs and deciding how to make them more enriched is called Job Characteristics Model
  • Job Enrichment consists of modifying the job to increase any of the next variables:
    1.Skill variety (use and develop skills)
    2.Task identity (group vs. individual work)
    3.Task significance (significance impact)
    4.Autonomy (workers are free to direct influence)
    5.Feedback (workers obtain evaluative information about their performance)
  • The psychological states produced by enriched jobs are meaningfulness, autonomy, and knowledge of results
  • Employee ownership today takes two major forms:
    1.Employee Stock Ownership Plan (ESOP): EEs own shares, becoming owners sames as shareholders
    2.Employee Stock Ownership Trust (ESOT): EEs own shares through a trust
  • This actively encourage EEs to think about ways to improve work processes and submit ideas for improving efficiency or profitability
  • It can be a suggestion box, or online
  • Participative Decision Making (PDM) allows EEs to be more involved in managing the organization
  • The CONs state sometimes people don't want it, reduces productivity, and takes more time
  • However, it increases EE satisfaction, but not necessary performance
  • Deming thaught that quality is 85% management problem, and 15% worker problem. Mgmt must plan for quality, and quality must be build into the product rather than inspected into it
  • While Six Sigma has been praised for reducing costs, it has been criticized for inhibiting innovation

Flextime

  • Plus: Tardiness eliminated, absenteeism reduced, WLB, biorhythm synch, traffic congestion, workloads, wider open hours
  • Minus: Communication problems, attendance records issues administrative decisions through the day, overtime payments, utility costs higher

Compressed Workweeks

  • Consists of scheduling a full-time job in less than 5 days a week (4/40, or 3/36)
  • Plus: reduces commuting, increases leisure time, job satisfaction, set-up/clean-up on certain jobs
  • Minus: working fatigue, less productivity, heavy physical/mental not suited for this, accidents and safety violations, not popular in aged people and/or parents

Regular Part-time

  • A less than 35 hours job
  • Popular with parents, older people
  • It requires a lot of administrative and scheduling difficulties

Job Sharing

  • A full-time position is divided into two part-time positions (and 2 separate EEs)
  • Plus: high productivity, increase flexibility, reduced absenteeism and turnover, improved job training, suitable for parents and older people
  • Minus: EE benefits costs, requires greater supervision for big teams, paperwork, communication problems, promo/fire/hire decisions
  • Volunteer Programs: can be brief or ongoing, and has a lot of benefits (physical and mental health)
  • Phased Retirement: allow EEs to reduce their hours @ work and gradually prepare for retirement
  • Home-based Work or Telecommuting: eliminates the lengthy commuting and unnecessary interruptions, increases loyalty. There can be lack of F2F communication, and creative collaboration
  • Virtual Teams: select people fit for virtual teams, establish operating procedures, set goals, establish information sharing processes, monitor progress, recognize and reward

Topic 4: Diversity and Inclusion

5.4.1 Improving Diversity and Inclusion

5.4.2 Diversity and Inclusion initiatives

5.4.3 Benefits of Diversity and Inclusion

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  • Diversity seek to improve representation of groups underrepresented
  • It works when mixed with inclusion as well
  • Initiatives should be tied to the organization's core mission and objectives
  1. Start at the top of the organizational chart
  2. Define organizational objectives relative to diversity and inclusion
  3. Compile available demographic data
  4. Collect survey data
  5. Identify problem areas (pinpoint gaps between step 2 and current situation)
  6. Plan diversity and inclusion initiatives to address problem areas
  7. Implement initiatives
  8. Measure outcomes and provide feedback
  9. Adjust objectives and plans as needed to make ongoing improvement
  • Changes to policies and practices: changes in recruiting and promotion practices. Anti-discrimination and embarrassment policies
  • Targeted Recruiting: change the way candidates are attracted (networking diverse communities). Skip academic degrees or professional certifications)
  • Employee training: experiential activities to challenge assumptions. This can include videos focusing on bias, awareness, communication, and diverse workgroups for better ideas
  • Employee Resources Groups (ERG): is an organization that joins together based on shared life experiences or personal characteristics. Also know as affinity groups and business network groups, and typically employee-run. EEs do not necessarily need to be part of the group's demographic to join (allies)
  • Flexible Work Schedules and Arrangements: organizations can help employees who have difficulty with traditional schedules
  • Community Outreach: by getting involved in the community, organizations can build relationships with diverse groups and people (e.g. adopt a school)
  • More innovative
  • More engaged
  • More creative
  • Higher revenue
  • More profitable

Topic 5: Grievance Systems

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  • Discipline procedures are needed to correct unacceptable behavior and protect the company
  • Grievance procedures are needed to protect EEs from inconsistent and unfair treatment
  • Grievance procedures provide a systematic process for hearing and evaluating EE complaints
  • As grievances are expressed, top mgmt becomes aware of EE problems and frustrations

5.5.1 Union Grievance Procedures

5.5.2 Grievance Procedures in Nonunion Organizations

5.5.3 Effective Grievance Procedures

5.5.4 Arbitration

  • Grievable items: any work-related complaint or formal dispute that is brought to the attention of management
  • Union companies define grievances narrowly, and broadly in nonunion companies
  • Causes of Grievances: very high number when morale is low (and vice versa; job satisfaction)
  • Grievances may arise because: unclear contractual language, violation of law, labor agreement, normal work procedures (or precedents), perceived unfair treatment, promotions
  • Certain styles of supervision can increase grievance rate (dictatorial, not listening, take-it-or-leave-it attitudes)
  • Steps in the Grievance process:
    1.Complaint is submitted by supervisor (can be verbally)
    2.If the EE is not satisfied, the grievance can be appealed (almost always written)
    3.If the union is not satisfied, the grievance can be appealed
    4.Corporate officers meet with union representatives to resolve unsettled grievances
    5.Binding arbitration by an outside 3rd party acceptable for both parties
  • Nonunion companies tend to be informal (complaint systems)
  • Grievance committee: allows individuals to submit their grievances to a grievance committee (can be appointed by top mgmt or elected by EEs)
  • Ombudsman: neutral and independent person who represents citizens in their disputes. It can be any EE, and does not initiate a formal complaint
  • Grievance Appeal Procedure:
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  • Open-Door Policy: the most popular procedure, where anyone has the right to discuss a complaint with top officers without going to the chain of command
  • Fact-finding Method: usually HR, the fact finders are authorized to examine problems without conducting formal hearings
  • Protection against retaliation: complaints must be presented without a lot of hassle, must be evaluated fairly/impartially, with no mistreatment (e.g. fired)
  • Timely responses: the org is required to respond within a certain number of days at each stage of the procedure (rigid time limits are not encouraged)
  • Fair consideration: both parties must be willing to discuss the issue rationally and objectively (not as a competition)
  • Is the process of having a labor dispute resolved by an impartial 3rd party, agreeing beforehand to accept the decision of an impartial judge (mediator)
  • Arbitration is used more frequently for settling grievances than for settling contract disputes
  • Selecting and Arbitrator: an appointed tripartite arbitration board (impartial, EE, and employers reps) can be called, or simply a list of acceptable people to both sides
  • Preparing for Arbitration: the submission agreement (opening statement outlining the issues to be resolved) is prepared. The hearing can be formal, or informal (to save money)
  • Problems with Arbitration: it costs too much, takes long, and can be too formal
  • Alternative Dispute Resolution: due to time and expenses associated with litigation, encourages people to look for other alternate methods without negotiation, litigation, arbitration, or rent-a-judge services. Also we can consider peer or management juries

Topic 6: Employee Discipline Systems

5.6.1 Punishment

5.6.2 Approaches to Discipline

5.6.3 Progressive Discipline

5.6.4 Workplace Investigations

5.6.5 Administrative Justice: Due Process and Just Cause

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  • Discipline <> punishment, the objective is to remediate a problem and help EEs to achieve success @ work
  • Discipline procedures provide a progressive and systematic process for handling problem employees
  • EE discipline is one of the most challenging responsibilities (complex and difficult to diagnose)
  • A highly recommended procedure for administering punishment is called the "hot stove" rule
  • A good disciplinary system must balance the dual objectives of protecting the rights of EEs and preserving the interests of the organization
  • Punishment is intended to reduce undesirable behavior (depending on type you apply)
  • Punishment can be learn vicariously (not personally)
  • There are three types of punishments:


    1.Natural consequences (occur hen behavior violates laws of nature or society)


    2.Logical consequences (contains a logical relationship to the violated rule)


    3.Contrived consequences (wrongdoing where the punishment is unrelated to the misbehavior)


  • Criticisms of Punishment:


    Is effective when only when threat/punishment is present


    Indicates what is wrong, not right


    Eliminate both bad/good behavior


    Error fixation


    Negative feeling towards punishing agent


    Attention can be a reward


  • Conditions of effective use of punishment:


    Timeliness


    Unpleasant but not severe


    Specificity


    Consistency


    Must inform the wrong behavior (Cognitive structuring)


    Caring and nurturing relationship


    Should not be followed by undeserved reward

  • Supervisors tend to model the disciplinary styles of other people, as well as disciplinary procedures
  • Punishment is effective when there's retributive justice (punishment fits the seriousness of the misbehavior)
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  • 1.Verbal warning: comment to warn with no recording
  • 2.Verbal reprimand: explicitly informs about a not acceptable situation with a written note
  • 3.Written reprimand: formal written description and disciplinary actions
  • 4.Suspension: can come without, or reduced pay
  • 5.Discharge: this is the final step
  • Should be initiated promptly
    • Investigator should be selected and appointed
    • Complaints should be in writing
    • Investigator should interview the complainant and offender
    • Entire process should be documented
    • Privacy of both parties protected
    • Offender and complainant personnel files should be reviewed
    • Decision should be made and announced
    • Appropriate action should be taken
    • Complainant should be advised about disciplinary actions and retaliation
    • Periodic follow-up
  • The two basic concepts supporting administrative justice are due process and just cause
  • Due process: disciplinary actions following an accepted procedure that protects an EE from arbitrary, capricious or unfair treatment
  • Just cause: disciplinary action should only be taken for good and sufficient reason
  • The following principles describe an effective disciplinary system:
    1.Definite Policy and Procedure (should follow a prescribed and consistent course of action )
    2.Supervisory Responsibility (Sups should be responsible for initiating the action)
    3.Communication of Rules (EEs should know and understand rules; EE handbook)
    4.Burden of Proof (collect information)
    5.Consistent Treatment (no discrimination)
    6.Consideration of the Circumstances (rules and offenses should not be considered in isolation )
    7.Reasonable Rules and Penalties (proportionality)
    8.Statute of Limitations (to be removed from EE file after a period of time)

Topic 7: Workforce Behavior Problems

5.7.1 Rule Violations

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  • The appropriate disciplinary action should be different depending on the cause
  • A careful diagnosis of the nature and cause of the wrongdoing should precede any disciplinary action

5.7.2 Unsatisfactory Performance

5.7.3 Illegal or Dishonest Acts

5.7.4 Absenteeism

5.7.5 Drug and Alcohol Use

5.7.6 Off-Duty Conduct

  • Some companies have general rules that are informally communicated to EEs, while others have specific rules
  • Nonunion EEers are free to make and enforce whatever rules they want
  • EErs who bargain with a union, do not have as much liberty in making and enforcing company rules
  • No-smoking Policies: is considered the largest single factor in controllable health-care costs (and the easiest)
  • Insubordination: An EE who refuses to follow a supervisor's instruction is guilty of insubordination (if instructions are explicitly clear)
  • Abusive Language: is considered a legitimate basis for disciplinary action (not necessarily dismissal)
  • Bullying: clear policies should be in place
  • Horseplay: not bad unless it gets out of hand (injury or disruptions)
  • Gambling: discharge is too severe for the first offense
  • Fighting: usually result in some form of disciplinary action

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  • When EEs are caught stealing, the company faces an uncomfortable dilemma (to prosecute or not)
  • Many companies are surprised to discover when they begin the prosecute a crime than an accused EE has an extensive history of dishonest conduct
  • Even if an illegal act is not prosecuted, the EE committing the crime is usually discharged
  • When absenteeism increases, Mgrs need to determine whether the rise is caused by aggravating conditions at work
  • Voluntary absenteeism: when EEs have a choice of working or not and intentionally decide to miss work
  • Involuntary absenteeism: occurs when EEs miss work for reasons beyond their control
  • It can be divided into 4 categories:
    1.Planned absences
    2.Unplanned or incidental absences
    3.Extended absences
    4.Intermittent absences
  • Deciding when an absence is involuntary is not always clear
  • Measuring absenteeism: Job absence rate = Number of worker-days lost through job absences during the month x 100 / (avg # of EEs) x (number of Workdays)
  • During difficult economic times, job absence rates tend to decline
  • Reducing absenteeism: work-life programs, EAP, wellness programs. Also penalties, link attendance as part of performance, or personal days (very effective)
  • These problems are not temporary and the worst you can do is to be sympathetic, patient, and understanding
  • They increase absenteeism, tardiness, accidents, and reduce productivity
  • Most companies rather ignore, or respond slow
  • They are diseases, and treatable ones
  • The most effective approach is a very confrontive attack on the problem
  • The deterioration in the EE's work should be described until discharge if no change
  • EEs who are alcohol dependent may be held to the same performance and behavior standards as non-alcoholics
  • Drug abuse is illegal, and is related to theft (they should be terminated)
  • EErs should proceed with caution in any attempt to regulate the off-duty conduct of their EEs
  • Arbitrators uphold disciplinary actions for off-duty conduct if there is a link between the off-duty conduct and the on-the-job activities
  • Also relevant is the organization's reputation and the effects of adverse publicity

Topic 8: Organizational Exit

Topic 9: Risk Management

Topic 10: Safety

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  • Offboarding can be voluntary or involuntary
  • Orgs should have an established procedure for Managing the EEs departure (checklist)

5.8.1 Involuntary Terminations

  • Occur as a result of employment problems, and must ensure they occur for job-related reasons and do not violate any contractual commitments with EEs
  • Should be carefully documented with efforts to mentor and coaching, and opportunity to improve
  • Forcing people to quit is not a forthright approach to discipline, is unethical, and ilegal
  • The next review should include the following steps:
    Capture
  • Layoffs and Reductions-in-force
  • Occur when employers need to eliminate positions in order to maintain profitability
  • Decisions are typically based on seniority, performance, or skill needs
  • Make the criteria is established with the right reasons
  • The primary responsibilities of HR during layoffs are:
    1.Prepare instructions for Managers
    2.Prepare individual separation letters
    3.Prepare written questions and answers
    4.Prepare contact lists and phone numbers
    5.Prepare an exit checklist
  • Make sure the event is handled fairly and competently with respect to severance payments, notices, and outplacement services
  • Can sign a release of claims or confidentiality agreements

5.8.2 Retirement

  • Is a voluntary separation initiated by the EE
  • The advantage of an early retirement program in RIFs are that it reduces the need for involuntary terminate EEs

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  • RM refers to the process of assessing and measuring risks and developing strategies to protect the interests of the company
  • These programs are often viewed as HR responsibilities, or can be assigned to other departments

5.9.1 Risk Management Strategies
(Methods for Managing Risk)

  • Avoidance: avoid it in the first place, or eliminate it
  • Transfer: transfer them to another entity (e.g. insurance)
  • Mitigation: by 1) reduce the probability this risk will occur 2) Reduce the severity of the damage if the risk does occur
  • Acceptance: if the likelihood of it happening is small, an organization may choose to accept it, and wait for it to happen instead of devoting resources to avoid, transfer, or mitigation

Capture

  • Regardless of how responsibility for safety is assigned, it is the responsibility of each employer to provide a hazard free work place

5.10.1 Effective Safety Programs

  • Management Support: need the support and sincere interest from top Mgmt by:
    1.Hold periodic meetings
    2.Prepare a policy statement declaring mgmt concern
    3.Include safety and health topics in conversations
    4.Review all inspection and incident reports
    5.Participate actively in labor-management safety committees
  • R&Rs: should be clearly and expressly assigned to one individual, but all EEs should be responsible for following the procedures
  • Training: everyone must receive adequate safety training (especially for new EEs)
  • Communications: list rules that will ensure the safety of its EEs, and make sure they support them
  • Recognition: as motivation with a the incident metrics, and specific feedback and comments by supervisors
  • Incentives: financial incentives and other extrinsic rewards
  • Safety committees (brigadistas): trained safety experts in a rotation that support safety. Also self-audits can be conducted

Topic 11: Employee Health

5.11.1 Employee Assistance Programs

5.11.2 Employee Wellness Programs

5.11.3 Chemical Dependency

5.11.4 Communicable Diseases in the Workplace

5.11.5 Environmental Health Hazards

5.11.6 Stress Management

5.11.7 On-site Medical Clinics

5.11.8 Smoking Policies

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  • Organizations have developed extensive programs to improve both the physical and mental health of their EEs
  • Health programs can be justified economically
  • Employee Counseling: problems are only temporary, but when they get too big to handle, we need professional help. Supervisors are not encouraged to get involved in counseling subordinates about serious personal problems
  • Administration: effective EAP when:
    1.Must be staffed with competent people
    2.Accessible 24/7
    3.Should be advertised
    4.Should be open to all EEs and family members
    5.Confidentiality must be maintained
    6.Meet wherever the EE or dependent would be most comfortable
  • In-House vs. Contract: many organizations operate EAP as part of HR, but some prefer to pay for outside services
  • Referral Process: problems that the staff is not equipped to handle are referred to professional services. Some cases should be handled as a security issue (aggressive behavior)
  • Confidentiality: EAPs need to follow careful guidelines to avoid legal risks regarding privacy, malpractice, or coercion (disciplinary actions)
  • Costs and Benefits of EAPs: they produce a 1:7 return
  • Many companies take preventive postures by trying to help EEs avoid illness and other conditions
  • Types of programs: physical exams, stop smoking, or eliminate alcohol and drug use, weight mgmt programs
  • Promoting Wellness Programs: 4 successful approaches
    1.Financial incentives for participation
    2.Goal setting and reporting
    3.Free time during work hours or the lunch hour
    4.On-site facilities
  • Incentives: EEs must be rewarded for achieving goals
  • Measuring Cost Effectiveness: benefits of wellness programs are greater than the costs (easier to measure than the benefits)
  • Identification of Symptoms: alcoholism is a disease (and treatable). The problems created by drug abuse are similar to those created by alcoholism (theft is related to drug abuse)
  • Drug testing: has been controversial and caution must be used since they vary from country to country
  • Discipline: confront and attack the problem and approach EEs as soon as a performance problem is indicated
  • Supervisory Training: supervisors should be trained to recognize the signs of drug use (especially overdose). The most important responsability of a supervisor is to monitor performance. Drug use inhibits performance, and make sure you document it
  • HIV/AIDS and Tuberculosis: AIDS is one of the most challenging health problems in the work place. Transmission shouldn't be a concern except in specific industries such as health care. For this reason, may companies do not establish an HIV/AIDS Policy. EEs should not be terminated or reassigned unless there's a performance issue. TB can be fatal and is a global problem. The strategy focuses on breaking one of the links in the chain of infection. EEers should conduct special training and provide protective equipment
  • Epidemics and Pandemics: an epidemic occurs when an infectious disease spreads rapidly trough a population. A pandemic is a global outbreak of an infectious disease. HR Mgrs should help their companies create plans for dealing with pandemics/epidemics and should focus on:
    1.Controlling the spread of the illness
    2.Operating the organization with reduced personnel
  • Environmental Health Programs: Some of the materials once considered safe, are not so safe after all. Safety Managers play an important role in identifying health hazards and in educating EEs about the dangers of such hazards
  • Toxic Substances: are chemicals and other materials poisonous to the body. The science of Toxicology is based on determining the toxic thresholds of chemicals (no-adverse-effect level and toxicity threshold). Any substance is potentially harmful when there is too much of it. Epidemiology is the study of diseases in the environment and of conditions that may cause health problems
  • Radiation: EEers should identify areas in the workplace containing ionizing-radiation hazards, provide appropriate equipment with caution signs
  • Mental Health Programs: In some instances EEs may receive compensation for the physical or mental breakdowns caused by cumulative trauma of an excessively stressful job (or off the job). 4 of the common challenges to good mental health are:
    1.Boredom (repetitive jobs) - Caused by lack of meaning @ work
    2.Burnout (continuous stress) - Caused by lack of meaning @ work
    3.Anxiety (tension associated with worry)
    4.Depression (intense sadness)
  • Sources of stress: distinction between stress (response) and stressor (cause object/event). Also differentiate between esutress (+) and distress (-). Also remember 3 stages, 1) Alarm reaction, 2) Resistance stage 3) Exhaustion stage. Some occupations are prone to tension and stress. High pressure comes as a result of inability to understand, predict, and control events @ work
  • Coping Strategies: stress cannot be eliminated from daily life, nor should it be, the solution is to effectively manage it by:
    1.Eliminate the stressor
    2.Relaxation techniques (muscle massage and abdominal breathing, biofeedback)
    3.Social Support (empathy, love, caring, trust)
    4.Physical exercise
  • Physical Health Programs: almost any form of physical activity can provide good exercise if done properly
  • Although in-house medical services do not eliminate the need for specialist services, they provide timely care for EEs and help companies manage their benefit expenses
  • On-site clinics are normally provided in of of 3 ways:
    1.Enlist a 3rd Party vendor who provides and manages all the services and staff
    2.Contract directly with outside health-care professionals to staff and manage the facility
    3.Hire health-care professionals as EEs to staff the on-site facility
  • It has become unacceptable and illegal in many designated areas
  • If EErs do have a designated smoking area, a separate area should be provided for those with e-cigarettes
  • No-smoking policies have generally been accepted and successfully implemented by:
    1.Explain why
    2.Provide advance notice
    3.Provide assistance

Topic 12: Security

Capture

5.12.1 Organization Security

5.12.2 Control Systems

5.12.3 Privacy Protection

5.12.4 Protection of Proprietary Information

5.12.5 Crisis Management and Contingency Planning

5.12.6 Fraud and Loss Prevention

  • For small-mid size companies the responsibility is assigned to HR, for larger ones, there's a separate security department
  • Vulnerability Analysis: this is the 1st step in developing a security system by identifying company assets, and potential threats to them (physical, intellectual, information and future economic activities). Mgrs should ask What if?
  • Planning: the next step is the overall strategy of the security system with security procedures (both technical security systems and administrative processes). The plan must be communicated to all EEs
  • Establishing R&Rs: includes, Mgrs, security personnel, vendors, EEs, and the public
  • Evaluation: Mgrs need to assess the level of risk and frequency. The decision to reply on proprietary vs. contract security should be based on: quality and cost. The standards that have the greatest impact on the quality of a contract security force:
    1.Wages and benefits
    2.Classroom and on-the-job training
    3.On-site supervision
    4.Mgmt involvement
  • Protection of EEs against kidnapping: increasing risk, especially for Executives and others who might be seen as a symbolic representative for the company or country
  • Transportation security: theft and fraud associated with the transportation of products. HR Mgrs and security officers cannot eliminate cargo theft, but they can reduce it
  • Physical Security: this is the 1st line of defense (perimeter fence with locked gates) some companies use a CCTV system
  • Disturbance: strikes and picket lines often result in disturbances that lead to violence and damage
  • Parking and traffic: parking areas are most dangerous at night in high crime areas
  • Entry systems: control ingress/egress of people using physical controls, identification systems, and security points. We can include IDs, biometrics, locks and keys. Signal detection theory is a systematic approach for studying human vigilance and categorizing the kinds of mistakes human monitors are likely to make



    Capture


  • Electronic devices: in deciding whether to use them, remember their limitations


    1.They don't prevent, they detect


    2.Not useful if there's none to respond to it


    3.They don't replace guards, they assist them




  • Most EEs have a legitimate expectation of privacy regarding areas assigned to them
  • There's an increasing concern due to technology
  • EErs should have security protocols for information and computer systems
  • This includes computer security audits (scans, system and physical access controls)
  • Companies use fierwalls and virus checks to reduce the danger of security breaches
  • Data theft: EEs should be shown confidentiality agreements as reminders, also in case data theft is suspected a computer forensic expert should be contacted quickly
  • EE data retention: there should be document retention policies



  • An effective emergency preparedness plan should have:
    1.Clarify the chain of command
    2.Employee Accounting
    3.Communications center
    4.Employee training
    5.Medical assistance (1st aid kits and supplies)
    6.Emergency Team
    7.Continuity and recovery plans


  • Emergency preparedness: EEs can be trained to respond to general emergencies and can also be given specific training
  • Communicating with EEs during an Emergency: this is an important aspect of emergency preparedness
  • Protecting International EEs: must have plans for EEs who live in or travel to other countries (especially with terrorist activity or political unrest). "Duty of care responsibility" for family members
    - Workplace violence: refers to any act taken by an EE that undermines the purpose for which the enterprise exists. HR is expected to account for all EEs and restore calm in the aftermath of an emergency. Companies should implement workplace violence policies that include the following:
    1.Zero tolerance
    2.Prevention
    3.Crisis Management
    4.Recovery
  • Some of the major conditions that lead to violence include:


    1.Alcohol and drug abuse


    2.Paranoia


    3.Obsessive disorders


    4.Neurological disorders


    5.Intermittent explosive disorders


  • Active Shooter Situation: HR Managers may help reduce the likelihood of an active shooter situation and can mitigate the seriousness (screening employees carefully, report potential violent behavior, counseling, BCP, access controls, crisis kits, training)


    • Terrorism: HR Managers should prepare to deal with terrorists by adapting many of the same techniques used to prepare for other crises
  • Fraud: Manufacturing, banking, and insurance are the most susceptible industries. The most common warning signs are living beyond one's means and personal financial difficulties and three forces interact (situational pressure, opportunity to commit fraud, and personal integrity)
  • Investigations: represent an uncomfortable dilemma (consume time & $, and create bad publicity)
  • Loss prevention: the most frequent kinds are: EE theft (50%), shoplifting (30%), vendor theft (5%)
  • Honesty testing: the most frequently psychological test in industry and research shows good reliability and validity
  • Internal financial controls: these controls should not be interpreted as an indication that EEs cannot be trusted, they should be defended as an essential part of helping EEs be honest and avoiding the pressures that cause good people to commit fraud