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FSMA promotion (s19 (exclusions (issuer (principakl, not marketing, watch…
FSMA promotion
s19
reguated activities
meat in RAO
Part 2 - specified actities
despoits
dealing
arranging
advising
by way of business
order.
deposits
property
specified investment
stock
derivaitves
bonds
sch 2
authorisation
specific
consequences
criminal
unlimited fine
return of funds
exemption
authorised intermediary
exclusions
issuer
principakl
not marketing
watch no advise
group companies
overseas persons
conditional
dangerous
non-issuer
]
exemptions
s39 appointed representative
umbrella - of AR
promotion
companies
s755
offer to the public?
offers to the public
financial promotion
s21 - authorised persons
criminal
unenforceable
exemptions
19/49rs
authrised approval
exempt entities
authroised etc