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RULE 13 QBS #13 (L) (2) Outlines member's responsability regarding …

- - - - 1) Determine noncompliance is only apparent and not real
      - 2) addmittance of noncompliance and rectifies the problem
        
        Not rectified IF:
        
        2) Discussion did not result in admittance or agreement of non compliance
        
        1) Other member does not agree to discuss
        
        3) Agreement made but no corrective actions taken
        
        If NO resolution -> REPORT TO CPC
  - - - 1) Chair is obliged to report non-compliance
        
        2) Confidentiality applies when noncompliance to CSOP only
        
        3) Reporting applies regardless of materiality of infraction
        
        4) Chair serves as a resource and not as a police officer
        
        5) Chair may have conflict of interest
        
        chair will disclose conflict
        
        will allow member to dtermine how to proceed**
    - - 1) When rule 13 prohibits reporting vs reporting being optional
        2) When it is not possible to anticipate potential applications
        3) Not appropriate to report when
        
        employed i nregulatory body
        
        employed by entity that protects members benefits when insurer insolvency
        
        CIA committee member reviewing practice with educational focus