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4 asset manager code of professional conduct (asset manager code of…
4 asset manager code of professional conduct
introduction
adopting the code and claiming compliance
acknowledgement of claim of compliance to CFA institute
general principles of conduct
asset manager code of professional conduct
A. loyalty to clients
managers must
B. investment process and actions
C. trading
D. risk management compliance and support
E. performance and valuation
F. disclosures
appendix 6 - recommendations and guidance
A. loyalty to clients
managers must
B. investment process and actions
C. trading
D. risk management compliance and support
E. performance and valuation
F. disclosures