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1 code of ethics and standards of professional conduct (preface (summary…
1 code of ethics and standards
of professional conduct
preface
evolution
standards of practice handbook
summary of changes in the eleventh edition
inclusion of updated CFA institute mission
updated code of ethics principle
new standard regarding responsibilities of supervisors
additional requirement under the standard for
communication with clients and prospective clients
modification to standard vii A
general guidance and example revision
CFA institute professional conduct program
adoption of the code and standards
acknowledgment
ethics and the investment industry
why ethics matters
ethics society and the capital markets
capital market sustainability and the actions of one
the relationship between ethics and regulations
applying an ethical framework
commitment to ethics by firms
ethical commitment of CFA institute
CFA institute code of ethics and standards of professional conduct
preamble
the code of ethics
standards of professional conduct