Gandalf: Mentor or Manipulator

Gandalf is widely known as an integral figure in the Lord of the Rings trilogy. His initiative and wisdom spur the heroes into action, help them through their greatest struggles and save them in their darkest hours. He is an indispensable character in this grand epic, though some scholars wonder if he has achieved such a status with less-than-heroic deeds. One paper by noted linguistics scholar, Farid Mohammadi, takes a multi-disciplinary approach towards examining Gandalf’s actions as enacting “discursive manipulation” or “intensifying the power, moral superiority and the credibility of the speaker(s), while abusing the others (recipients), along with an emotional and attractive way of expression”. Though at first rather off-putting, this implication does seem reasonable when taking into account that Gandalf as a character shares many similarities with Odin, a key figure in Norse mythology who certainly fits the mold of master manipulator.

This paper will attempt to examine the merits of Mohammadi’s claim while account for Tolkein’s inspirations from Norse mythology and how they shape Gandalf’s dialogue and interactions with the other members of the fellowship. This will be an especially weighty undertaking considering Gandalf’s iconic role in literature and culture as a whole. Who can we trust to be a close adviser and stalwart friend if not Gandalf? With those considerations in mind, this paper will also examine how Gandalf’s friendship with the fellowship can be defined along Aristotle’s classifications of friendship in book VIII of his Nicomachean Ethics. In this discourse, Aristotle enumerates three types of friendship: those found in mutual pleasure of company, mutual practical benefit and mutual fostering of each-others’ virtues. In particular he extolls the third as the ideal incarnation of friendship, but where does that leave Gandalf? Is he the ideal friend that inspires virtue in his followers, or a manipulator that is friends only for the benefit the relationship gains?

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To begin I shall examine Mohammadi’s claims. Of important note is the fact that Mohammadi is a well-published linguist writing for the Australian International Academic Center. His concern towards Gandalf hinges mostly on his dialogue and how his patterns of speech and language correspond to the academic field of “Critical Discourse Analysis (CDA)”. When Mohammadi classifies Gandalf as a “manipulator” he does so under the following criteria:

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“…recipients of manipulation, may be categorized and defined as victims, which means that they can be regarded as some people who are lacking crucial perception and knowledge of what the real intention is, and how to resist, detect or avoid manipulation. This may involve:

  1. Incomplete or lack of relevant knowledge, so that no counter-arguments can be formulated against false, incomplete or biased assertions.
  1. Fundamental norms, values and ideologies that cannot be denied or ignored.
  1. Strong emotions, traumas, etc. that make people vulnerable.
  1. Social positions, professions, status, etc. that induce people into tending to accept the discourses, arguments, etc. of elite persons, groups or organizations.

Furthermore, there are some structures that can be focused on every context and situation… concerning the varieties of contexts, these structures can be categorized as:

  1. Emphasize the position, power, authority or moral superiority of the speaker(s) or their sources, and where relevant, the inferior position, lack of knowledge, etc. of the recipients.
  1. Focus on the (new) beliefs that the manipulator wants the recipients to accept as knowledge, as well as on the arguments, proofs, etc. that make such beliefs more acceptable.
  1. Discredit alternative (dissident, etc.) sources and beliefs.” (Mohammadi)

For evidence of Gandalf acting within these confines, Mohammadi points to on scene in the Fellowship of the Ring, where Gandalf is attempting to convince Bilbo to relinquish the ring. At Bilbo’s protest, “Gandalf looked again very hard at Bilbo, and there was a gleam in his eyes. ‘I think, Bilbo,’ he said quietly, ‘I should leave it behind. Don't you want to?’”. As Bilbo rejoinders, Gandalf says, “No, but I had to badger you…I wanted the truth. It was important… I should like to know where it is, if you go wandering again. Also I think you have had it quite long enough. You won't need it any more, Bilbo, unless I am quite mistaken” (The Fellowship of the Ring, 45-47). From close examination of this dialogue, it becomes clearer as to why Mohammadi has reached his conclusion. Gandalf almost has a cavalier way of approaching Bilbo’s reticence, rationalizing his prying as a myopic parent would for a child’s own good.

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We can see further examples of this in the ensuing discourse. “‘You will be a fool if you do. Bilbo,…You make that clearer with every word you say. It has got far too much hold on you. Let it go! And then you can go yourself, and be free’”. Bilbo rebukes him again, to this Gandalf saying, “‘Now, now, my dear hobbit!...All your long life we have been friends, and you owe me something. Come! Do as you promised: give it up!’” As Bilbo continues to deny him, Gandalf says “It will be my turn to get angry soon,…If you say that again, I shall. Then you will see Gandalf the Grey uncloaked” (The Fellowship of the Ring, 45-47). It appears Gandalf is less interested in explaining his concerns to Bilbo as demanding his immediate compliance. Even if Gandalf is holding Bilbo to his promise to Frodo, (as the third kind of Aristotle’s friend would), he is still framing the conversation in an authoritative, almost parental tone.

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Mohammadi defines it as, “Gandalf, with non-verbal expressions, such as face work and angry eyes, presents his power and authority toward him, and verbally expresses his might and higher status to him, and repeats his expressions of doubts and suspicion toward the Hobbit. (Mohammadi). By Mohammadi’s definitions, Gandalf is pursuing an abusive discourse by abusing his audience’s (Bilbo’s) rights while imposing his own. For further evidence, Mohammadi cites a later passage:

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“I cannot read the fiery letters,” said Frodo in a quavering voice. “No,” said Gandalf, “but I can. The letters are Elvish, of an ancient mode, but the language is that of Mordor, which I will not utter here. But this in the Common Tongue is what is said, close enough:”
(The Fellowship of the Ring 59-76)

Mohammadi points to this selection as evidence of “STM-based manipulation of discourse understanding. Frodo could not read and comprehend the Black speech of Mordor, but Gandalf could read, and read he did, those words. He then makes the mind of the recipient (Frodo), ready to be manipulated, manipulatively” (Mohammadi). This example makes less sense in defining Gandalf’s overall character, but reveals Mohammadi’s more literal interpretation of his scholarly craft. Even Mohammadi admits by the end of his essay that, “in Gandalf’s case, his interest was to save the Middle-earth and its inhabitants, so he had no any other choice…” but to employ the manipulative discursive strategies that we can see him implementing in these passages (Mohammadi).

Though Mohammadi’s paper looks more closely at Gandalf’s dialogue itself for academic study rather than his entire character, it has brought to light some thoughts about his morals that hadn’t been so closely inspected before. These cited cases are a few among many instances that we could ascribe to a more cunning side in Gandalf. He “nudged” Bilbo out the door of bag-end and into a wild adventure that changed his life, providing clever tricks to help him on his way. One example can be seen when he is attempting to vouchsafe lodging for his Dwarven host by distracting the wild-man Beorn with an elaborate tale of their exploits. He also often frequently vanishes from the party’s side to complete unspoken objectives. His choosing of Frodo to be the ring-bearer at all was at his behest of Bilbo to leave the ring to Frodo, setting a young, unprepared little Hobbit to a journey that could have destroyed him (and to some extent did). But, as Mohammadi points out, much of his actions are prompted by necessity. This brings to mind an ancient mythological figure on which the character of Gandalf was based: Odin.

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The king of the Norse Gods was likewise spurred to prevent a looming calamity. As noted historical scholar, Kevin J. Wanner, phrases it, “both the god and the order he protects are shown to cling to existence precariously. All victories are tactical and temporary, serving perhaps to stave off but never to thwart the inevitability of ragnarök, the “doom of the gods,” in which both god and world order will meet their end.” Against the ominous tide of Ragnarók, Odin would manipulate and scheme to steer events away from its prophesized encroach, or at the very least forestall them. Where the king of the Norse pantheon might otherwise act justly and cautiously, all bets were off if his actions could in some way avert this catastrophe. Wanner supports this by saying, “In sources poetic and prose, pre- and postconversion, vernacular and Latin, Ódinn is routinely described as deceitful, capricious, and engaging in dishonorable and shameful behavior” (Wanner).

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So, verily, Odin can be described as one who believes “the ends justify the means”. For one to have lived in the circumstances he did, this can perhaps be understandable. As Wanner puts it, “Ódinn’s myths center around themes of marginality and transience”. How Odin deals with such transience has become the basis for a literary archetype seen in many characters throughout the history of storytelling. There are many such figures like “the Irish Suibne Geilt ('Sweeney the Mad') and the Scottish Lailoken”, or the iconic Merlin of Arthurian lore (Eson). Many of these characters are defined by possessing supernatural knowledge and power, using it to steer the fates of heroes, kings and kingdoms. Often times they were painted in an ambiguous light, much like Merlin himself who is described as “being born of a devil and a virgin maiden” (Eson). Merlin’s example rather candidly illustrates how these sage and wild-men type characters occupy a sort of middle-ground between good and evil so that they can serve the greater good. Their ways are often mysterious or repugnant to those that follow them, but they are necessary to preserving the balance in this ephemeral world.

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The world of Middle-Earth is similarly caught in a state of transience where the once immortal and immaculate power of the elves has failed the world in the wake of Sauron’s meteoric rise to power. What Gandalf does in the ensuing saga could decide the fate of entire civilizations and so could be considered forgiven for taking more extreme measures. But even still, Gandalf clearly does not take such a nihilistic, brutally pragmatic view. As much evidence is given in his heroic exploits, not the least being his showdown with the Balrog in Moria:

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“You cannot pass!” [Gandalf] said. With a bound the Balrog leaped full upon the bridge. Its whip whirled and hissed.

“He cannot stand alone!” cried Aragorn suddenly and ran back along the bridge.

“Elendil!” he shouted. “I am with you, Gandalf!”

“Gondor!” cried Boromir and leaped after him.

At that moment Gandalf lifted his staff, and crying aloud he smote the bridge before him. The staff broke asunder and fell from his hand.

A blinding sheet of white flame sprang up.
The bridge cracked. Right at the Balrog’s feet it broke, and the stone upon which it stood crashed into the gulf, while the rest remained, poised, quivering like a tongue of rock thrust out into emptiness. With a terrible cry the Balrog fell forward, and its shadow plunged down and vanished. But even as it fell it swung its whip, and the thongs lashed and curled about the wizard’s knees, dragging him to the brink. He staggered and fell, grasped vainly at the stone, and slid into the abyss. “Fly, you fools!” he cried, and was gone.”

(Tolkien, The Lord of the Rings [LotR] II:5 322)

Clearly, Gandalf does not simply stand on the sidelines as events unfold, but leaps into the fray and demonstrates to others the proper example of virtuous behavior, much as the ideal friend should, according to Aristotle. This particular example is cited by the historical literary scholar Alexander M. Bruce in regards to literature as “a model of correct behavior. Gandalf understood his responsibilities. He had responsibilities “downward” to the Fellowship…And on a grander scale he had responsibilities “upward” to the greater common good” (Bruce). As this example shows, Gandalf always had the bigger picture in mind, but his hand in those events never precluded his own sacrifice. Clearly he saw that he could reconcile the two.

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This example also marks a clear departure from the archetype that Odin from Norse mythology represented. So, in many respects, Gandalf is not a “carbon copy” of this trope. Medieval scholar, Frank P. Riga, asserts that “Gandalf tests the limits and moves beyond the expectations raised by many previous Merlin figures…[and] does not share the[ir] ambiguity…” (). Throughout the trilogy, Gandalf displays many behaviors not concordant with the ambiguous sage archetype. For one, he uses his formidable magical powers sparingly. Far more often he acts as a strategist and advisor to other characters as he does in the Battle of Minas Tirith, or to King Theoden and Aragorn. Otherwise he keeps his powers concealed until he absolutely must call on them.

Just as well, Gandalf also does not appear to have any sort of otherworldly knowledge with which to steer the events of the trilogy in his direction. He cannot see into the future as Odin had the power to do, and so could not predict several near fatal turns in the narrative like Saruman’s deceit. As Riga puts it, “he is an incarnate being, subject to all the frailties and failures that flesh is heir to”. In his 1954 “Essay on the Istari,” published in Unfinished Tales, Tolkien himself specifically defined what Gandalf was in the context of his grand cosmology. As an “Istari” or divine being given human form, he is subject to the same frailties and temptations human beings are. He possesses both divine wisdom, but also earthly experience from which he can relate to the peoples of Middle-Earth. So, naturally, he often tried to operate with them on terms they could understand. This philosophy of understatement came also with his decision to willingly shun the ring, knowing full well he would become corrupted by its influence.

This stands in stark relief to the actions of the Odin archetypes preceding him, who most certainly would have used any magical power or artefact to their advantage and turned fate to their own ends. Not only that, but they most certainly would also have seen other individual as means to such ends, a notion Gandalf would clearly not entertain. Gandalf, instead, largely renounces his own powers so that the peoples of Middle-Earth can come into their own and learn how to defend themselves. Moreover, this philosophy reveals Gandalf’s true purpose in choosing Frodo to carry the ring of power. As Elrond notes in the council of Rivendel, “[the] quest may be attempted by the weak with as much hope as the strong,” adding, “small hands do [such deeds] because they must, while the eyes of the great are elsewhere” (262). This sentiment reflects both Gandalf’s strategy in destroying the ring as well as the morale of the trilogy overall: that the gears of history are turned by everyday people as much as the great and powerful (Riga). This is the crux of Tolkien’s writings which stands diametrically opposed to what older Odin archetypes represent.

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What’s more, his mentorship of the Fellowship is more than a grizzled old master commanding his student. It is an enduring and heroic friendship, one founded on admiration for and encouragement of each-others’ virtues. In his final farewell to the fellowship, he bids them:

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“I am not coming to the shire. You must settle its affairs yourselves; that is what you have been trained for. Do you not yet understand? My time is over; it is no longer my task to set things to rights, nor to help folk to do so. And as for you, my dear friends, you will need no help. You are grown up now. ”
(Return of the King, 974)

No other words could qualify a mentor so well. As education theory scholar Natalie Michels Hjort recounted in her essays, Gandalf embodied a good mentor by modern pedagogical standards when he “asked questions, challenged productivity, encouraged risk taking, helped to identify goals, listened actively, offered encouragement, promoted independence, provided feedback, shared critical knowledge, provided structure, and gradually granted Frodo more responsibilities — the way a “good mentor” should” (Hjort). This statement fully encapsulates Gandalf’s respect for the agency and free-will in other beings in a fashion that no Odin-type character could ever emulate.

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What’s more, Gandalf was more than a mentor to the Fellowship, but also a close personal friend to Frodo, no more than a hobbit. A simple folk living on the edge of an epic world filled with danger on mystery, Gandalf still saw a beauty in them that escaped the notice of other great players on Middle-Earth’s stage. As Riger puts it, “Gandalf sees and love individuals in their context”. In this way Gandalf can soundly be classified as a “facilitator” far more so than a “manipulator”. It is clear that while Gandalf may share the cunning, wit, intellect and wisdom of his forebears in the archetype of wise sage, he is far from being a carbon copy of their foibles. He is a flawed, mortal being that has become immortalized in the pages of this epic saga, ever to instruct both the denizens of Middle-Earth and the present day Earth that power and respect are not earned by imposing one’s will upon others, but by inspiring them to be better people. It is truly the smallest acts of kindness from ordinary people that keep the darkness at bay.


Works Cited:

Bucher, Gregory S. “Following Gandalf: Epic Battles and Moral Victory in The Lord of the Rings.” Journal of Religion & Society, vol. 6, 2004. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=reh&AN=ATLA0001507365&site=eds-live&scope=site.

Bruce, Alexander M. “Maldon and Moria: On Bythtnoth, Gandalf, and Heroism in The Lord of the Rings.” Mythlore: A Journal of J. R. R. Tolkien, C. S. Lewis, Charles Williams, and Mythopoeic Literature, vol. 26, no. 1–2 [99–100], 2007, pp. 149–159. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=mzh&AN=2008652493&site=eds-live&scope=site.

Eson, lawrence. “Odin and Merlin.” Western Folklore, vol. 69, no. 1, Winter 2010, pp. 85–107. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=lfh&AN=54527451&site=eds-live&scope=site.

Farid Mohammadi. “The Manipulative Discourse of Gandalf.” International Journal of Applied Linguistics and English Literature, Vol 3, Iss 4, Pp 110-119 (2014), no. 4, 2014, p. 110. EBSCOhost, doi:10.7575/aiac.ijalel.v.3n.4p.110.

Lindow, John. Handbook of Norse Mythology. [Electronic Resource]. ABC-CLIO, 2001. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=cat03837a&AN=SMU.b1639260&site=eds-live&scope=site.


Michels Hjort, Natalie. Gandalf : Thinker, Teacher, Mentor, Grouch. 2014. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=edsndl&AN=edsndl.oai.union.ndltd.org.UPSALLA1.oai.DiVA.org.hj-23494&site=eds-live&scope=site.

Ralph Wedgwood. “Gandalf’s Solution to the Newcomb Problem.” Synthese, vol. 190, no. 14, 2013, p. 2643. EBSCOhost, doi:10.1007/s11229-011-9900-1.

Riga, Frank P. “Gandalf and Merlin: J.R.R. Tolkien’s Adoption and Transformation of a Literary Tradition.” Mythlore, no. 1–2, 2008, p. 21. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=edsgea&AN=edsgcl.188065411&site=eds-live&scope=site.

Tolkien, J. R. R., et al. The Letters of J.R.R. Tolkien. Houghton Mifflin, 1981. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=cat03837a&AN=SMU.b1195199&site=eds-live&scope=site.

Wanner, Kevin J. “Cunning Intelligence in Norse Myth: Loki, Óðinn, and the Limits of Sovereignty.” History of Religions, vol. 48, no. 3, Feb. 2009, pp. 211–246. EBSCOhost, blume.stmarytx.edu:2048/login?url=http://search.ebscohost.com/login.aspx?direct=true&db=reh&AN=ATLA0001708915&site=eds-live&scope=site.