Please enable JavaScript.
Coggle requires JavaScript to display documents.
CPAL Transition (Client Updates (APL (Confirm legacy approvals with CPAL-…
CPAL Transition
Client Updates
Client Communications (letter) - AK
Offer Client Reviews - letter
Offer Client Survey? AK
Transitional SOAs - AK and KB
Risk Profiles
Asset allocation review
New FSG - AK/CPAL
Opt-in/FDS - TBD
APL
Confirm legacy approvals with CPAL- AK
Review new APL and ID any transitional requirements - AK
Address any potential adjustment to asset allocation - AK
Application
(AK)
Application Forms
Complete Application :check:
Certified copies of all qualifications :check:
Interprac Transition
Notice to Interprac
Authority to Release Info :check:
TPB Corporate (Registration)
Training
Kaplan training (SOA/ROA) - KB and AK
Kaplan training (SMSF/LRBA() - AK
Compass
:!:
Training
AK
KB
Licensing
Decide what licensing required? AK and KB
Submit Compass Application (see above)
Data Migration (from Advisor Logic to Compass)
Centrepoint perform data migration - CPAL
Assurance (data quality checking) - KB
Task management (daily review)
Agreement
(AK)
Agreement to abide by CPAL templates :check:
Dealer Agreement (signed by CNS Directors)
Individual Agreement (signed by AK)
Operational
Marketing (LG)
LinkedIn
Branding (KB)
Stationery - AS?
Letter head
Paper
Digital
Email signature
Business cards
Templates (MS Office) - dealer license details
Website - Linda?
Product Transition :!: (KB)
Insurance
Platforms
Products
Strategic Planning
(AK)
Business Plan - AK
Marketing Plan - AK
Financial Targets/forecast - AK