Cartridge and Shotshell Examination

Identification

fired casings usually more helpful than fired bullets; more found, microscopic marks, in better shape than bullet

Evidentiary Value

unique striations and impressions

fired: firing pin impression, breech face marks, and chamber marks

unfired: extractor and ejector marks, other mechanism marks

Individual Characteristics

mechanism marks can have unique microscopic characteristics

the individual characteristics may be uniquely identified with particular firearm

Developments

optical systems and peripheral equipment for comparison microscopy

digital imaging and management

improved criteria for identification

improved hardware and software databases

digital ammunition reference material

Prerequisites for Examination

Lab Policies - chain of custody, lab safety, trace evidence, evidence marking and packaging

Documentation per SOP; worksheet

Equipment - stereo and comparison microscope clibration

Class characteristics via SOP

Microscopic Marks - used for comparison and may be used for identification

Test standards - known standards obtained, marked, and preserved; collected in database; goal to determine cartridge types and manufacturer

Equipment

comparison microscope main tool for comparison

other: firing range, ammunition, containers, scribes, stereomicroscope, microscope lighting, video monitor, imaging equipment

Identification Process

tool - harder of two objects in contact, makes mark on softer object

cycle of fire: feeding, chambering, locking, firing, obturation, unlocking, extraction, ejection, cocking

striations - contour variations on surface from two objects moving against each other under pressure

impressed tool marks - occur when tool place against another object and force applied

Possible Toolmarks

Firing Pin Impressions - indentation where firing pin contacts cartridge

Firing pin drag marks - striations from firing pin contacting cartridge during extraction and ejection

Breech face marks - negative impression of breech face on head of case

Primer shearing marks - striations from margins of firing pin hole scraping primer metal during breech locking

Chamber marks - microscopic marks on case from chamber wall due to chambering, expansion during firing, or extraction

Extractor marks - striations on cartridge from extractor; usually on or just ahead of rim

Ejector marks - toolmarks on head of case from contact with ejector

Anvil marks - microscopic marks on forward face of rim for rimfire cartridges when forced against breech end of chamber by firing pin

Ejection port marks - striations from contact between ejection port and cartridge case

magazine marks - striations on periphery of case as it moves from lips of magazine to chamber during feeding

Physical Characteristics

class characteristics - features restricted to a group; from design

individual characteristics - marks made by random imperfections on tool; unique to one thing

subclass characteristics - surface features that are more restrictive than class; produced incidental to manufacture, relate to a smaller group source, and identifiable within a time frame of manufacturing

Pattern Identification

Pattern Matching - process of seeing if details of pattern correspond between multiple objects

start with class characteristics for exclusion; then do individual

in individual, look for repetitive marks occurring in both objects in same location and position

more qualitative than quantitative; relies on experience, training, and education of examiner; somewhat subjective

Consecutive Matching Striae

consecutive matching striae (CMS) used for qualitative pattern matching

written criteria established to define CMS

AFTE Theory of Identification

formalized 1985 by Criteria for Identification Committee

principle 1: enables opinions of common origin to be made when unique toolmarks of two surfaces agree sufficiently

principle 2: sufficient agreement based on significant duplication of random toolmarks via correspondence of pattern of surface contours

principle 3: interpretation subjective in nature; founded on science and based on examiner training and experience

Sufficient Agreement and Best Known Match

recognize corresponding patterns of striations and impressed toolmarks

determine bets known non-match in personal experience of examiner

training and experience comparing striated and impressed toolmarks

AFTE Range of Conclusions

Identification - individual characteristics sufficient to determine toolmarks have common origin

Inconclusive - agreement of class characteristics and some or no individual characteristic agreement such that a common origin cannot be either eliminated or identified

Elimination - significant disagreement of class or individual characteristics such that a common origin may be excluded; for individual characteristics, it must be shown that the firearm cannot have undergone sufficient use or abuse to account for the differences

Unsuitable - the evidence is not in a condition to be able to determine a common origin

Fired Case Examination

Microscopic Procedure

review lab protocols as needed

complete administrative requirements (chain of custody, QA, etc.)

follow lab safety protocols

determine the presence of trace evidence and follow lab protocol for collection

determine if latent fingerprint examinations should be preformed prior to toolmark examination

determine if other (not requested) examinations should be performed

Microscopic Comparison

ensure microscope meets maintenance and calibration standards

select appropriate magnification; lock lenses in place

select appropriate magnification for ocular lenses

select and orient light source

Firearms without Related Evidence

mount test case on right stage with base pointed up

orient light to illuminate marked area of base obliquely

examine base and primer area at low magnification for area of best individual characteristics

mount another test case on left stage in same orientation as case on right stage

obliquely light second case

move stages to align corresponding marks; draw conclusions

examine and compare firing pin impressions

draw conclusions as needed based on microscopic detail

examine extractor marks, ejector marks, chamber marks, magazine lip marks, anvil marks, ejection port marks, etc.

draw conclusions as needed based on microscopic detail

Firearms with Related Evidence

determine if case has marks of value for comparison

determine if test cases can be identified with each other

mount best test case on right stage with base pointed up; light obliquely

examine base and primer area at low magnification for area of best individual characteristics

mount evidence case on left stage, orient and light same as right stage

confirm cases have same class characteristics

move stages to align microscopic marks; document area of best agreement; draw conclusions as needed

if evidence case is damaged, use other areas of evidence to test items for comparison

examine firing pin impressions and draw conclusions as needed

examine extractor, ejector, chamber, magazine lip, anvil, ejection port, and all other marks; draw conclusions as needed

Evidence without Related Firearm

determine if case has microscopic marks of value for comparison

mount best evidence case on right stage, base pointed upward, and orient light obliquely

examine base and primer area for area of best individual characteristics

mount another evidence case on left stage in same orientation and lighting as right stage

confirm cases have same class characteristics

move stages to align microscopic marks; draw conclusions as needed; document area of best agreement

if cases damaged, use other areas of evidence and test items for comparison

examine firing pin impressions; draw conclusions as needed

examine extractor, ejector, chamber, magazine lip, anvil, ejection port, and other mechanism marks; draw conclusions as needed

Examination Challenges

Cartridges

inappropriate interchangeability - may lead to incorrect exclusion

Cartridge Cases

reloading toolmarks - marks from holding, resizing, and crimping

manufacture and assembly factors - marks on primers, bunter marks (made by die that makes headstamp)

Firearms

use of adapters - inserted into barrel to use alternative cartridges

substitution of parts - replacing pistol components, revolver cylinder replacement

modifications - refiling of parts

manufacturer-related factors - subclass characteristics, ultrasmooth machining techniques (absence of marks)

Examination of Unfired Ammunition

use extractor, ejector, and magazine marks for identification

can determine if cartridge was loaded into and extracted from a particular firearm

can determine if cartridge was loaded into and removed from a given magazine associated with a firearm

cartridge may have been cycled through without fire to remove cartridge as normal part of unloading, clear misfire, clear misfeed, unconscious "courage marks", etc.

can determine type of firearm it was intended for or compatible with even if identification is not possible

worksheets

similar to those of fired cases

write "not applicable" for chamber marks and breech face marks

write "none observed" for firing pin impression

Case Linkage

labs keep files on fired evidence from unsolved cases; compare to new cases to determine if linked

evidence files: unsolved, open, reference fired specimen, open case ammunition

files now more limited to particular years and cases for storage capacity reasons

Advanced Case Linkage and Fired Cartridge Case Comparisons

computers and optical hardware; software for special algorithms, pattern recognition, and digital imaging

used to screen firearms evidence for linkages

Integrated Ballistics Identification Systems (IBIS) - current predominant system; developed by Forensic Technology Incorporated (FTI)

after computer link established, evidence is compared by examiner

Source: Savage K, Freed G. Firearm Examiner Training. National Forensic Science Technology Center. [accessed 2019 Jan 25].