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Topic 4: Licensing and registration, and subsidiary legislation (10…
Topic 4: Licensing and registration, and subsidiary legislation
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2 Capital requirements
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Liquid assets, ranking liabilities and liquid capital 13
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6 Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules
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10 Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping
Obligations and Designation of Central Counterparties) Rules
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