The ITIL Practices
ITIL-4-ITIL-management-practices

A management practices is a set of organizational resources designed for performing work or accomplishing an objective

The Incident Management Practice

The Continual improvement practice

The Service Desk Practice

The Service Request Management Practice

The Change Enablement Practice

The Service Level Management Practice

Purpose

To align the organization's practices and services with changing business needs through the ongoing identification and improvement of services, service components, practices, or any element involved in the efficient and effective management of products and services.

Methods, models and techniques

SWOT(Strengths, weaknesses,opportunities, threats ) analysis

DevOps

Continual improvement model

Maturity assessments

Incremental agile improvements

Multi-phase project/Single quick effort

Balanced scorecard

Lean methods to reduce waste

provide perspectives on the elimination of waste

focus on making improvement incrementally

look at working holistically and ensuring improvements are not only designed well, but applied effectively

Key Activities of Continual Improvement

Assessing and prioritizing improvement opportunities

Making business cases for improvement action

Identifying and logging improvement opportunities

Planning and implementing improvements

Securing time and budget for continual improvement

Measuring and evaluating improvement results

Encouraging continual improvement across the organization

Coordinating improvement activities across the organization

Everyone's Responsibility

Employees

Continual improvement should be included in job descriptions and objectives of every employee

Leaders

Dedicated team

Partners and suppliers

Leaders should exhibit commitment to continual improvement and embed it into the attitudes, behavior, and culture of the organization

Dedicated team to lead continual improvement efforts and guide/ mentor others in the organization

Contract should include how the partners and suppliers measure, report, and improve

Continual Improvement Register

  1. Organizations use a structured document or database called Continual Improvement Register (CIR) to track and manage improvement ideas
  1. The structure of the information captured in a CIR is unimportant
  1. The improvement ideas are captured, documented, assessed, prioritized, and appropriately acted upon to ensure that the organization and its services are always being improved.
  1. It's dangerous if each team has its own CIR

Change

Change refers to the addition, deletion, and modification of anything that could have effect on services

Purpose

To maximize the number of successful IT changes by:

  1. Authorizing/Consenting changes to proceed
  1. Managing/Handling the change schedule
  1. Ensuring/Confirming that risks have been properly measuresd

Distinguish Change Control from Organization Change Management

Organizational Change Management (變革)

  1. Manages the people aspects of changes
  1. Ensures that improvements and organizational transformation initiatives are implemented successfully

Change Control

  1. Focusses on changes in products and services
  1. Balances the need to make beneficial changes that deliver additional value with the need to protect customers and users from the adverse effect of changes

Change authority

All changes are assessed and authorized by the people who understand the risks and expected benefits before the changes are deployed

The person or group who authorizes a change is known as a change authority (Change manager, CAB)

In high velocity organizations, it is a common practice to decentralize change approval, making the peer review a top predictor of high performance

Types of Changes

Standard Changes

Normal Changes

Emergency Changes

Can be implemented without the need of additional authorization

Can be service requests or operational changes

Low-risk, pre-authorized changes that are well-understood and fully-documented

Should be scheduled and assessed following a standard process that usually includes authorization

Can be low-risk changes or major (high-risk) changes

Must be implemented as soon as possible usually to resolve an incident.

The process for assessment and authorization is expedited(加急) to ensure they can be implemented quickly

May be a separate change authority is required which includes senior managers who understand business risk

Example

Updating of a virus software

Adding or removing server memory

low-risk changes

high-risk changes

often suing automationto speed up the change

authority may take slightly longer

to ensure that the change is well planned and the risk in understood at the correct levels

often high risk, and it's critical to ensure that all role players understand the risk to the organization

Communicating Changes

Change Schedule/List

Assists in communication

Avoids conflicts

Helps to plan changes

Assigns resources

Incident

Incident refers to an unplanned interruption to a service, or reduction in the quality of a service

Purpose

To minimize the negative impact of incidents by restoring normal service operation as quickly as possible

Key Activities

Agree, document, and communicate the target resolution times

Prioritize the incidents

Log and manage the incidents

Designing

Store information about incidents in incident records

Provide good-quality updates on incidents

Design the incident management practice for appropriate management and resource allocation to different types of incidents

A suitable tool should be used to store and provide links to configuration items, changes, problems, known errors, and other knowledge to enable quick and efficient diagnosis and recovery

symptoms, business impact, configuration items affected, actions completed, and actions planned

The updates should have a timestamp and information about the people involved

Incident Diagnosis and Resolution

groups/teams involved

Support team

Service desk

Suppliers or partners

Users self-help

Temporary cross-functional team

Disaster recovery

The routing is based on the incident category, which should help to identify the correct team

Complex incidents and all major incidents often require a temporary team to work together to identify the resolution

Disaster Recover Plans

A set of clearly defined plans related to how an organization will recover from a disaster as well as return to a predisaster condition, considering the four dimensions of service management.

Swarming

A technique to help manage incidents.

This involves many different stakeholders working together initially, until it becomes clear which of them is best placed to continue and which can move on to other tasks

The Problem Management

Problem

Purpose

Refers to a cause, or potential cause, of one or more incidents

  1. Reduce the likelihood and impacts of incidents by identifying actual and potential causes of incidents
  1. Managing workarounds and known errors

Know error

A problem that has been analyzed and has not been resolved

How problem is different from incident?

Problems

Incidents

Are the causes of incidents

Require investigation and analysis to identify the causes, develop workarounds, and recommend longer teem resolution

Have an impact on users or business processes

Must be resolved so that the normal business activity can continue to work

Phases of Problem Mangement

Phase 1: Problem identification (Identify and log problems)

Phase 2: Problem Control
(Analyze problems. Document workarounds and know errors)

Phase 3: Error Control
(Manage know errors)

It's not necessary to analyze every problem, rather it is more valuable to make significant progress on the highest priority problems

involves identifying potential permanent solutions

Workaround

A solution that reduces or eliminates the impact of an incident or problem for which a full resolution is not yet available. Some workarounds reduce the likelihood of incidents

Identifying a risk that an incident could recur

Analyzing information received from suppliers and partners

Detecting duplicate and recurring issues by users, service desk, and technical support staff

Analyzing information received from internal software developers, quality teams, and project teams

Performing trend analysis of incident records

It's necessary to analyze problems from the perspective of all four dimensions of service management- people, technology, partners, processes

An effective incident workaround can be considered a permanent way of dealing with a problem when resolving the problem is not feasible or cost-effective

regularly re-assesses the status of know errors that have not been resolved

availability and cost of permanent resolutions

effectiveness of workarounds

overall impact on customers

be evaluated each time a workaround is used

may be improved based on the assessment

Relationship of Problem Management with Other Practices

Change Enablement

Knowledge Management

Risk Management

Continual improvement

Incident Management

may complement each other

Example

identifying the causes of an incident is a problem management activity that may lead to incident resolution

may also conflict

Example

investigating the cause of an incident may delay actions needed to restore service

can be organized as a specific case of risk management

problem management initiates resolution through change control and participates in the post implementation review

approving and implementing changes is out of scope for the problem management practice

In some cases, solutions can be treated as improvement opportunities, so they are included in a continual improvement techniques

Relation of Problem Management with People, Skills, and Competences

are highly reliant on the knowledge and experience of staff, rather than on detailed procedures

to understand complex systems and to think about how different failures might have occurred

Service Request

A service request is a request from a user or user's authorized representative that initiates a service action which has been agreed as a normal part of service delivery

Purpose

To provide the promised quality of a service by handling all pre-defined, agreed, user-initiated service requests in an effective and comprehensible manner

Each service request may include one or more of:

A request for provision of a resource or service, such as providing a virtual server for a development team

A request for access to a resource or service, such as providing access to a file

A request for information,such as information on how to create a document

Feedback, compliments and complaints, such as complaints on implementation of new interface

A request for a service delivery action, such as providing a report

Delivery of Service Requests

Service requests form a normal part of service delivery and not a failure degradation of service

some are complex

some are simple

The steps to fulfill the request should be well-known and proven

can usually be formalized with a clear, standard procedure for:

Approval

Fulfillment

Initiation

Management

Service Request Management Guidelines

Expectations should be clearly set

Opportunities for improvement should be identified

Policies should be established

Policies and workflows should be included

Service requests should be standardized and automated

Purpose

Act as the point of contact for the service provider along with its users

Provide a clear path for users to report issues, queries, and requests, and acknowledge, classify, own, and take action on them

Understand demand for incident resolution and service requests

Key Aspects of Service Desk

Should have practical understanding of the wider organization, its business processes, and users

Works in close collaboration with the support and development teams

A vital part of any service operation

Need not to be highly technical

Should be the empathetic and informed link between the service provider and its users

Has a major influence on user experience and how the service provider is perceived by the users

Arranges, explains, and coordinates various matters than just fixing broken technology

Supports people and business, rather than providing support for technical issues

Plays a vital role in the delivery of services

Structure of Service Disk requires various supporting technologies

Knowledge base

Call recording and quality control

Workforce management and resource planning systems

Remote access tools

Workflow systems for routing and escalation

Dashboard and monitoring tools

Intelligent telephony systems

Configuration management systems

Service Desk Staff

Emotional Intelligence

Effective communication

Empathy

Incident analysis and prioritization

Excellent customer service skills

Purpose

To set clear business-based targets for service performance, so that the delivery of a service can be properly assessed, monitored, and managed against these targets

Key Activities

Involves the definition, documentation, and active management of service levels

It provides end to end visibility of the organization's services

Ensures the organization meets the defined service levels

Performs service reviews

Establishes a shared view of the services and target service levels with customers

Captures and reports on service issues including performance against defined service levels

Service Level Agreements

A documented agreement between a service provider and a customer that identifies both services required and the expected level of service

SLAs have been used as a tool to measure the performance of services from the customer's point of view

Key requirements of SLAs

They should relate to defined outcomes. It needs to use balanced bundle of metrics, such as customer satisfaction.

They should replicate an agreement of engagement and discussion between the service provider and the consumer.

They must relate to a defined service in the service catalogue

They must be written in simple form

The Watermelon SLA Effect

Using single system-based metrics as targets can result in misalignment and a disconnect between service partners as to the success of the service delivery and the user experience.

Requirements of Service Level Management

  1. Focus and effort to engage and listen to the requirements, issues, concerns, and daily needs of customers
  1. Engagement to understand and confirm the needs and requirements from customers
  1. Listening to build relationship and trust to show customers that they are valued and understood

Sources for Collating and Analyzing Information

Customer feedaback

Operational metrics

Customer engagement

Business metrics

Surveys

Key business-related measures

Purpose of ITIL Practices

IT Asset Management

Monitoring and Event Management

Supplier Management

Release Management

Relationship Management

Service Configuration Management

Inforamtion Security Management

Deployment Management

Purpose

Maintain information security for authenticatin and non-repudiation (不可否認)

Protect the information used by organizations to run their business

Authentication

Non-Repudiation

ensures that someone is who they claim to be

ensures that someone can't deny that they took an action

Understand and manage risks to the confidentiality, integrity and availability of information

Maintain a balance between

Prevention

Detection

Correction

Ensures security risks do not occur

Detecting risks that cannot be prevented

Recovering from risks after they are detected

Purpose

Ensures

Establish and foster the links between the organization and its stakeholders at strategic and tactical levels

Identify, analyze, monitor, continually improve the relationships with and between stakeholders

Priorities for new or changed products/services for customers are established and maintained

Complaints and escalations from stakeholders are managed well

Constructive relationship is established relationship between the organization and stakeholders

Products and services facilitate value creation for the service consumers and organizations

Needs of stakeholders are understood, and products and services are prioritized

Organizations facilitate value creation for all stakeholders

Purpose

Create more collaborative relationships with key supplier to uncover and realize new value and reduce risk of failure

Ensure that the supplier and their performance are managed appropriately to support the seamless provision of quality products and services

Key activities

Maintaining a supplier strategy, policy, and contract management information

Negotiating and agreeing contracts and arrangements

Creating a single point of visibility and control to ensure consistency

Managing relationships and contracts with internal and external suppliers

Managing supplier performance

IT asset

refers to any valuable component that can contribute to delivery of an IT product or service

Purpose

to plan and manage the lifecycle of all IT assets

This in return helps the organization to:

Manage risks

Make decisions in terms of purchase and reuse

Control costs and budgets

Meet regulatory/governing and contractual/promised requirements

Maximize value for customers

Event

An event can be defined as any change of state that has significance for the management of a Configuration Item (CI) or IT service. Events are typically recognized through notifications created by an IT service, CI, or monitoring tool

Purpose

Analyze service components

Record and report changes of state identified as events

Identify and prioritize infrastructure, services, business processes, and information security events

Establish the appropriate response to those events, including responding to conditions that could lead to potential faults or incidents

Manage events throughout their lifecycle

Purpose

To make new and changed services and features available for use

Availability Management

Service Continuity Management

Release

A version of a service or other configuration item, or a collection of configuration items, that is made available for use

Purpose

To ensure that accurate and reliable information about the configuration of services, and the CIs that support them, is available when and where it is needed. This includes information on how CIs are configured and the relationships between them

Configuration Item

Any component that needs to be managed in order to deliver an IT service

Purpose

Within ITIL, it refers to both the provisioning of infrastructure and the deployment of software

To move new or changed hardware, software, documentation, processes, or any other component to live environments

Availability refers to the ability of an IT service or other configuration item to perform its agreed function when required

MTBF

MTRS

Mean Time Between Failures

Mean Time to Restore Service

DRP: Disaster Recovery Plan

Capacity and Performance Management

Performance

is a measure of what is achieved or delivered by a system, person, team, practice, or service