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INVESTMENT BANKS BROKERAGE (Private placement (Issuer - agent search,…
INVESTMENT BANKS BROKERAGE
Raising funds
Filling documents
Registration statement
Prospectus
Securities underwriting
Registration statement
Offering prospectus
Underwriting due diligence
Syndicate formed
Issuer-underwriting search
Price amendment
Sale of securities
Giving advice
Timing of offering
Pricing
Types of issuance
Private placement
Issuer - agent search
Agent due diligence
Contract construction
Agent marketing
Investor due diligence
Investor funding
Best efforts agreement
IB sells securities on commission basis with no guarantee
Sale of subsidiary
Definitive agreement
Due diligence
Letter of intent
Confidential memorandum
Discreet inquiries
Determination of business's worth
Private equity funds
Investor-Fund manager-Individual-Companies
Merger and acquisition
Statues and Regulations
Companies Act 1965&Offshore Act 1990
Part IV Division 2,Securities Commission Act 1993
Bursa Malaysia Listing Rules
FIC Guidelines
Specific Industries-Financial Act 2013
Process
Information to be disclosured
Disclosure requirements for shareholders
Approval and appraisal right
Hostile transactions
How business combine
Joint ventures
Merging 2/more businesses
Acquisition of business/assets
Using a court-sanctioned scheme of arrangement
Acquisition of voting shares
Securities brokers & dealers
Brokers
Pure middlemen act as agents
To match buyers and sellers
Dealers
Hold inventories & sell the securities for high price
Hold inventories-sell who want to buy
Link buyers and sellers
Brokerage services
Securities order
Limit order
Stop loss order
Market order
Other services
Insurance for securities in storage
Margin credit
Cash management account