(6) ncts power + non-seat nc + ct assistance

National courts’ powers to grant IMPs

Art 9 ML

“[22] In short, the purpose of interim measures is to complement and facilitate the arbitration, not to forestall or substitute for it. The court’s role is ancillary, to be exercised only to the extent that it is not possible or practicable for the arbitrator to deal with that issue.”

  • ✅Sensation Yachts Ltd v Derby Maritime Ltd (unrep, 2005) (High Ct, New Zealand), per Wild J .... An issue that almost all ncts share
  • v broad
    -“It is not incompatible with an arbitration agreement for a party to request, before or during arbitral proceedings, from a court an interim measure of protection and for a court to grant such measure.”
  • Some cts in the us: article 2 NYC means natct can never grant interim measure .. [weird interpretation??] this is still an assumption in v low cts … THEY THINK NATCTS DON’T HAVE POWER TO GRANT IMPTS..
  • “The rationale for article 9 is that the granting of interim measures is sometimes essential to ensure the effectiveness of the arbitral tribunal’s power to dispose of the merits of the case fully and in an effective manner. Also, the arbitral tribunal is sometimes unable to respond effectively to a party’s need for interim measures of protection.” UNCITRAL, 2012 Digest of Case Law on the Model Law, p.53, para 5

Art 9 ML does not create independent jurisdiction
“[33] Article 9 can have no bearing on the meaning and effect of a domestic law providing for interim measures....
[95] Art 9 was not intended to confer jurisdiction ( but to declare the compatibility between resolving a dispute through arbitration and at the same time seeking assistance from the court for interim protection orders.”

  • ✅ Swift-Fortune Ltd v Magnifica Marine SA [2006] SGCA 42 (CA, Sing), per Chan Sek Keong CJ: no it does not create new jurisdiction. A9 does not confer an additional power on the natcts that they would have ahd without it. Clarifies nothing in the nature of arbitration should be taken as limiting power of NCts (impt ) power of natcts depends on national laws. A9 has no effect on this.

Art 17J ML: the litigation link

  • useful, inserted in 2016
  • “A court shall have the same power of issuing an interim measure in relation to arbitration proceedings, irrespective of whether their place is in the territory of this State, as it has in relation to proceedings in courts. [1)ct has same power to make interim orders in arbi as it does in ct based liti. 2) has that power regardless of whether or not it is the ct of the seat.] The court shall exercise such power in accordance with its own procedures in consideration of the specific features of international arbitration.” [specific features = v rare that it was appropriate for foreign ct to interfere in arbitration. Usually leave it to the ct that has supervisory jurisdiction to make the decision] - gives rise to the fact there is concurrent jurisidiction between natcts and tribunals to grant IMP. Both have the powers to do so. But which is more approrpaite? (see case bwloW)

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Concurrent jurisdiction issue


✅ Leviathan Shipping Co Ltd v Sky Sailing Overseas Co Ltd [1998] HKCFI 549 (High Ct, HK)
Facts: The parties agreed to arbitration in HK. Leviathan sued Sky Sailing in HK courts and applied for a freezing order in those court proceedings. Sky Sailing applied for a stay on the basis of Art 8 ML and argued that any interim relief should be granted by the court in any event.


Sky sailing said even if the ct doesn't grant stay, arbi tribunal should be tasked w granting interim relief. No reason for natct to step in.


Held: the dispute had to be referred to arbitration and, given that the tribunal had the power to grant all interim relief sought, the ct should decline to grant interim relief [ct said arbitrib should be the one to consider if IR should be sought]


“The legislature has provided for the intervention of the courts, but, in my view, this jurisdiction should be exercised sparingly, and only where there are special reasons to utilise it. A special reason would be where the arbitral tribunal does not have the power to grant all the relief sought in a single application. Rather than apply to the tribunal for some of the relief and to the court for the other relief, it would obviously be more appropriate for the application to be made in its entirety to the court. But there is, in this case, no valid reason why the main dispute should be referred to arbitration, but the dispute regarding interim relief should be decided by the courts.”

Non-seat national courts


Art 1.2 ML


  • “The provisions of this Law, except articles 8, 9, 17H, 17I, 17J, 35 and 36, apply only if the place of arbitration is in the territory of this State.”

  • ⭐ So, Art 17J ML applies even if the arbitration is seated elsewhere. #

The English approach TO GRANTING IM


  • s.44 AA 1996 creates power to grant interim measures in support of foreign arbitrations, but s.2(3) provides that:
    “the court may refuse to exercise any such power if, in the opinion of the court, the fact that the seat of the arbitration is outside England and Wales ... makes it inappropriate to do so.” (given the fact it’s a foreign arbi)

  • Uk cts recognise they have the power to grant IM. A popular jurisdiction to seek interim relief. Uk has its own arbitration act s44 AA

refusal to grant / failure in obtaining imp

granting: Uk ct has only made 1 injunction in favour of a foreign arbitration

⭐ ✅ Channel Tunnel Group v Balfour Beatty (1993) AC 334 (UK, House of Lords)


  • Facts: Balfour Beatty employed to build the channel tunnel and cooling system. Dispute arose and BB threatened to stop work. Clause 67 provided for arbitration in Brussels. CTG sought injunctive relief from English High Court restraining BB from stopping work.
    • At first instance, allowed injunction (in favour of foregn)
    • Held: at first instance Evans J granted the injunction and dismissed BB’s application to stay English proceedings for Belgian arbitration. Overturned on appeal. HL held that proceedings had to be stayed for arbitration, but also found that it had the power to grant injunctive relief in support of that foreign arbitration. Refused to do so on the basis that it would pre-empt arbitral tribunal’s decision.
    • Per Lord Mustill: “... If the English Court grants an interlocutory injunction … it is not playing any part in the decision of the dispute, but simply doing its best to ensure that the resolution by the arbitrators is fruitful ... [doing its best so arbitrators can have a fair go at resdolving substantive dispute] neither the arbitration agreement nor the [New York] Convention … contemplate that by transferring to the arbitrators the substance of the dispute… the Court also divests itself of the right to use the sanctions of municipal law, which are not available to the arbitrators, in order to ensure that the arbitration is carried forward to the best advantage”

Took the opportuniry to decide on foreign arbi. HL said s44 gives it the power, but it should be truly exceptional

✅ Econet Wireless Services Ltd v Vee Networks Ltd [2006] EWHC 1568 (Comm) (High Ct, England) (seat = Nigeria; imp refused)


✅ Mobil Cerro Negro Ltd v Petroleos de Venezuela SA [2008] EWHC 532 (Comm) (High Ct, England) (seat = New York; imp refused)

  • also failed. Huge piece of litigation. Mobil successfully got freezing order. Liti arose bc past legislation (vene) needs to have 60% state ownership venez. Got freezing order exparte for 12bil. Whenever this happens in england, there is a return date hearing later. But in this case, the return hearing exparte was refused. Barrister under fire for having misled judge
    good example of how exceptional the power is for ncts to grant injunction

This is the only example where english ct granted injunction in support of foreign arbitration and survived. In the mobil one, it got knocked out when the parties came back exparte.


⭐ ✅ ASES Havacilik Servis ve Destek Hizmetleri AS v Delkor UK Ltd [2012] EWHC 3667(Comm) (High Ct, England)
Facts: Arbitration seated in Zurich. Contract between Turkish and English companies for sale of industrial machinery. Performance bonds and payment guarantees issued by UK banks. Delkor sought injunctive relief from English High Court restraining ASES from making any calls on the bonds and guarantees.
Held: Injunctions granted. English High Court had the power to grant relief in support of foreign arbitral proceedings under s.44 Arbitration Act 1996. Granted injunctions to hold the ring pending Swiss arbitration.


High ct: did the swiss or english arbitration clause cover the dispute ? Uk high ct said the swiss one prevails. English arbit fell away. But in the meantime, uk high ct already made some injunctions to protect arbi in particular parties k relationship ie performance bonds n guarantees (Devices to enable a prty to get paid). One of the injunctions uk got was to stop ASES to get it [stopping the other party frm getting paid]
THEN uk ct decided that it was a swiss arbitration. Uk needed the injunctions to hold.
Arbitators made court grant relief in support of ___ under s44

✅ AG of Belize v Carlisle Network Holdings (2005) Sup Ct. Belize, Action No 15

  • foreign national ct exercising power to grant foreign arbitration



    Facts: Dispute arising out of agreements with Belize government concerning shares in Belize Telecom. Contained arbitration clauses providing for LCIA arbitration in London. Carlisle obtained anti-suit and other injunctive relief from High Court in London to preserve shares. Sought mirror relief from Belize courts. Defendant was attorney general of belize..



Held: granting the relief, the court has jurisdiction to grant injunctive relief in support of a foreign arbitration where to do so is necessary to aid or facilitate the arbitration process agreed upon by the parties. Injunctive relief designed to hold the status quo pending final arbitrament.


Court had impersonam jurisdiction over AG of belize.. So they wre better placed to make these orders

Court assistance in taking evidence

Two major limits on powers of arbitral tribunal:


  1. AT cannot make orders against third parties;


  2. They cannot compel parties to comply with evidentiary orders made against them.



No jurisdiction over 3P. Has no coercive powers… even if it orders a 3P … the only real power arbi … tribunal can draw adverse inferences

Sanctions for non-compliance with tribunal orders


  • Generally no power to sanction or fine parties (some exceptions, e.g. Belgium).
  • No coercive powers (e.g. contempt).
  • Arbitrators could seek national assistance (see following slides).
  • Most commonly arbitrators will draw adverse inferences from party’s failure to comply.

A27 ML

“The arbitral tribunal or a party with the approval of the arbitral tribunal may request from a competent court of this State assistance in taking evidence. The court may execute the request within its competence and according to its rules on taking evidence.”


  • Analytical Commentary to the Model Law, art 27, para 6:
    “The court may, within its competence and according to its rules on taking evidence, execute the request in either of the following ways: It may take the evidence itself (e.g. hear the witness, obtain the document or access to property and, unless the arbitrators and parties were present, communicate the results to the arbitral tribunal), or it may order that the evidence be provided directly to the arbitral tribunal, in which case the involvement of the court is limited to exerting compulsion.”


Parties go to natcts q often for a court baking for their evidentialry orders.
Important takeaways: in theory it is exceptional for national courts to interfere in arbitration… but in theory it is important to procure compliance from parties