Creating Effective Rules Through Green Tape

Rule Stakeholders

Re-Conceptualize Rule Effectiveness - Needs to be thought of broadly: as achieving organizational purposes but also as a vehicle for eliciting voluntary cooperation through interactions between the individual and org

Rules are effective to the extent that they accomplish what public organizations intend

Organizational purposes - Include rule outcomes and objectives

Voluntary cooperation - It is not enough to demand compliance. Rules must be defined by how they elicit voluntary behavior

Rule Writing Conditions

Interaction

Rules are points of interaction between employees and
organizations

Procedural fairness, legitimacy, and status- leveling alternately cement or fracture the emotional connection between employees and their orgs

Recurrent, consequential,or salient problems

Reasonably certain solutions

Avoid writing rules in response to extreme events, to a handful of people, or to a particular employee.

Problems that involve multiple people and for which solutions have been attempted

Prospective rule solutions need to express a common- sense relationship between rule requirements and objectives

Clarity of organizational goals!

To avoid:“bargaining and political maneuvering and more intuitive, judgmental decision making" (Rainey)

Achieving effective rules requires actively incorporating the
experiences, understandings, and beliefs of those whose cooperation is required

Stakeholder involvement

Camilla Stivers observes how public employee voices are sometimes marginalized in decision-making despite the
fact that they are “experts on the conditions of their own lives.”

Solicit the input of people most affected by the rule, whether those people are employees, businesses, or citizens

Closes design-implementation gap, water is wet

Stakeholder involvement=greater likelihood of compliance. Strengthen relationships.

Green Tape

A grounded theory of eff ective organizational rules based on the lived experiences of public employees and their encounters with rules

Broad point: effective rules—ones people will follow—possess both technical and social components.

Five rule attributes that were identified by local government employees as key contributors to rules perceived as good or bad

Rule Logic

Consistent Rule Application

Rule Formalization

Optimal Control

Understood Rule Purposes

Promises and Pitfalls of Green Tape

Each green tape element is necessary but alone is insufficient in creating rule effectivenes

Rules emerge from prosocial motives: This assumption is renderedproblematic by a world with villains