RiskRate (Discovery Questions (Tell me about the programming your…
Tell me about the programming your organization has in place for vetting third parties
What tools, methods, and processes are used?
Automated vs manual
How do you monitor 3rd parties
Centralized vs decentralized
Do they currently order analyst reporting (EDD)
What have you ID as areas of Risk Exposure/how does current program address this concern
Fraud, Money laundering, financial Crime
Bribery, Corruption, Graft
Walk me through your current Due Diligence process
Who are the individuals
using 3P questionarire for disclousre?
Does 3PDD roll up to GC, CCO, Director of E&C?
is there a team dedicated to 3PDD?
Pre call Prep
marketable insight document attached